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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MAN INVESTMENTS (USA) CORP.

CRD 137688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11162ed5-44da-81b9-14bb-c2fe422cbef7

Data as of Aug 6, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Aug 6, 2013
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $66.3MItem 5.F on the latest filing (2013-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $66.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 1
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $66.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $66.3M
SEC number: 801-65385
CRD: 137688
Filings on the tape: 14
First filed: Mar 30, 2012
Latest filed: Aug 6, 2013
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MAN AHL DIVERSIFIED TRADING COMPANY LP	Other Private Fund	$540M	Jan 31, 2013	4,438	Aug 29, 2012	reported	n/a
AHL ALPHA, LLC	Hedge Fund	$44.4M	Aug 6, 2013	1	Mar 30, 2012	reported	021-135242
MAN IP 220 PRIVATE (SERIES 4), LLC	Other Private Fund	$28.1M	Jan 31, 2013	50	Mar 30, 2012	reported	021-89026
MAN IP 220 PRIVATE (SERIES 6), LLC	Other Private Fund	$21.9M	Aug 6, 2013	53	Mar 30, 2012	reported	021-121533
MAN IP 220 PRIVATE, LLC	Other Private Fund	$13.8M	Jan 31, 2013	18	Mar 30, 2012	reported	021-73166
MAN IP 220 PRIVATE (SERIES 5), LLC	Other Private Fund	$11.9M	Jan 31, 2013	27	Mar 30, 2012	reported	021-92880

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURL, ERIC	PRESIDENT; DIRECTOR	Na	yes	01/2013	Jan 31, 2013	Aug 6, 2013
DONENBERG, LANCE, ARI	VICE PRESIDENT; DIRECTOR	Na	yes	05/2012	May 4, 2012	Aug 6, 2013
E.D. & F. MAN INVESTMENTS BV	Shareholder	E	yes	07/2006	Mar 30, 2012	Aug 6, 2013
FACTORNEW LIMITED	Shareholder	E	yes	02/2002	Mar 30, 2012	Aug 6, 2013
KAJEE, SHIRAZ, YOUNUS	Treasurer	Na	yes	01/2013	Jan 31, 2013	Aug 6, 2013
LAX, ORLY	SECRETARY; DIRECTOR	Na	yes	09/2011	Mar 30, 2012	Aug 6, 2013
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Mar 30, 2012	Aug 6, 2013
MAN GROUP HOLDINGS LIMITED	Shareholder	E	yes	06/2013	Mar 30, 2012	Aug 6, 2013
MAN GROUP PLC	Shareholder	E	yes	11/2012	Mar 30, 2012	Aug 6, 2013
MAN GROUP UK LIMITED	Shareholder	E	yes	07/2010	Mar 30, 2012	Aug 6, 2013
MAN INVESTMENTS FINANCE LIMITED	Shareholder	E	yes	07/2010	Mar 30, 2012	Aug 6, 2013
MAN INVESTMENTS HOLDINGS INC.	Shareholder	E	yes	02/2002	Mar 30, 2012	Aug 6, 2013
MAN INVESTMENTS USA HOLDINGS INC.	Shareholder	E	yes	08/2006	Mar 30, 2012	Aug 6, 2013
MAN STRATEGIC HOLDINGS LIMITED	Shareholder	E	yes	07/2010	Aug 6, 2013	Aug 6, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLG ORE HILL LLC	n/a	Asset manager	$7.0B	N	yes	n/a
GLG INC.	n/a	Former SEC adviser	$5.0B	N	yes	n/a
FRM INVESTMENTS (USA) LLC	n/a	Former SEC adviser	$141M	N	yes	n/a
GLG ORE HILL CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
GLG PARTNERS GP LLC	n/a	n/a	n/a	N	yes	n/a
GLG PARTNERS INTERMEDIATE GP LTD	n/a	n/a	n/a	N	yes	n/a
MAN AHL USA LTD	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS INC.	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 21, 2013	$66.3M	$66.3M	6	1	n/a	2	$66.3M
2011	Mar 30, 2012	$130M	$130M	n/a	n/a	n/a	5	$190M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$66.3M	$130M	-49.0%	n/a	n/a	6	n/a	n/a	n/a

Relationships

Affiliated with (4)

← GLG INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FRM INVESTMENTS (USA) LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GLG LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GLG INC.Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (6)

→ AHL ALPHA, LLCPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MAN IP 220 PRIVATE (SERIES 6), LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MAN IP 220 PRIVATE (SERIES 5), LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MAN AHL DIVERSIFIED TRADING COMPANY LPPrivate fundOther Private Fund, IA
Aug 29, 2012 to presentfactForm ADV
→ MAN IP 220 PRIVATE (SERIES 4), LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MAN IP 220 PRIVATE, LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (14)

← DONENBERG, LANCE, ARIOwnerVICE PRESIDENT; DIRECTOR, ownership code NA, individual
May 4, 2012 to presentfactForm ADV
← LE GALL, NADINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KAJEE, SHIRAZ, YOUNUSOwnerTREASURER, ownership code NA, individual
Jan 31, 2013 to presentfactForm ADV
← LAX, ORLYOwnerSECRETARY; DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BURL, ERICOwnerPRESIDENT; DIRECTOR, ownership code NA, individual
Jan 31, 2013 to presentfactForm ADV
← E.D. & F. MAN INVESTMENTS BVOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← FACTORNEW LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP UK LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS FINANCE LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS HOLDINGS INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS USA HOLDINGS INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MAN STRATEGIC HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 6, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11162ed5-44da-81b9-14bb-c2fe422cbef7
First observed: Mar 30, 2012
Last observed: Aug 6, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAN INVESTMENTS (USA) CORP.

CRD 137688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11162ed5-44da-81b9-14bb-c2fe422cbef7

Data as of Aug 6, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MAN AHL DIVERSIFIED TRADING COMPANY LP

Other Private Fund

$540M

Jan 31, 2013

4,438

Aug 29, 2012

reported

n/a

AHL ALPHA, LLC

Hedge Fund

$44.4M

Aug 6, 2013

Mar 30, 2012

reported

021-135242

MAN IP 220 PRIVATE (SERIES 4), LLC

Other Private Fund

$28.1M

Jan 31, 2013

Mar 30, 2012

reported

021-89026

MAN IP 220 PRIVATE (SERIES 6), LLC

Other Private Fund

$21.9M

Aug 6, 2013

Mar 30, 2012

reported

021-121533

MAN IP 220 PRIVATE, LLC

Other Private Fund

$13.8M

Jan 31, 2013

Mar 30, 2012

reported

021-73166

MAN IP 220 PRIVATE (SERIES 5), LLC

Other Private Fund

$11.9M

Jan 31, 2013

Mar 30, 2012

reported

021-92880

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURL, ERIC

PRESIDENT; DIRECTOR

yes

01/2013

Jan 31, 2013

Aug 6, 2013

DONENBERG, LANCE, ARI

VICE PRESIDENT; DIRECTOR

yes

05/2012

May 4, 2012

Aug 6, 2013

E.D. & F. MAN INVESTMENTS BV

Shareholder

yes

07/2006

Mar 30, 2012

Aug 6, 2013

FACTORNEW LIMITED

Shareholder

yes

02/2002

Mar 30, 2012

Aug 6, 2013

KAJEE, SHIRAZ, YOUNUS

Treasurer

yes

01/2013

Jan 31, 2013

Aug 6, 2013

LAX, ORLY

SECRETARY; DIRECTOR

yes

09/2011

Mar 30, 2012

Aug 6, 2013

LE GALL, NADINE

CHIEF COMPLIANCE OFFICER

yes

11/2010

Mar 30, 2012

Aug 6, 2013

MAN GROUP HOLDINGS LIMITED

Shareholder

yes

06/2013

Mar 30, 2012

Aug 6, 2013

MAN GROUP PLC

Shareholder

yes

11/2012

Mar 30, 2012

Aug 6, 2013

MAN GROUP UK LIMITED

Shareholder

yes

07/2010

Mar 30, 2012

Aug 6, 2013

MAN INVESTMENTS FINANCE LIMITED

Shareholder

yes

07/2010

Mar 30, 2012

Aug 6, 2013

MAN INVESTMENTS HOLDINGS INC.

Shareholder

yes

02/2002

Mar 30, 2012

Aug 6, 2013

MAN INVESTMENTS USA HOLDINGS INC.

Shareholder

yes

08/2006

Mar 30, 2012

Aug 6, 2013

MAN STRATEGIC HOLDINGS LIMITED

Shareholder

yes

07/2010

Aug 6, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLG ORE HILL LLC

n/a

Asset manager

$7.0B

yes

n/a

GLG INC.

n/a

Former SEC adviser

$5.0B

yes

n/a

FRM INVESTMENTS (USA) LLC

n/a

Former SEC adviser

$141M

yes

n/a

GLG ORE HILL CAPITAL MANAGEMENT LLC

n/a

yes

n/a

GLG PARTNERS GP LLC

n/a

yes

n/a

GLG PARTNERS INTERMEDIATE GP LTD

n/a

yes

n/a

MAN AHL USA LTD

n/a

yes

n/a

MAN INVESTMENTS INC.

n/a

yes

n/a

MAN INVESTMENTS LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 21, 2013

$66.3M

n/a

$66.3M

2011

Mar 30, 2012

$130M

n/a

$190M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$66.3M

$130M

-49.0%

n/a