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CRD 138802
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M•• U• C•• 2••••• L••• | Securitized Asset Fund | $396M | Dec 19, 2024 | 0 | Jul 16, 2024 | reported | n/a |
| M•• U• C•• 2••••• L••• | Securitized Asset Fund | $349M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••• G••••••• C••• | President | Na | yes | 09/2023 | Sep 26, 2023 | Dec 19, 2024 |
| C•••••••• A•••••• | VICE PRESIDENT | Na | yes | 03/2024 | Mar 28, 2024 | Dec 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| N•••••• I•••••••• L•• | n/a | Asset manager | $94B | N | yes | n/a |
| A•• P••••••• L•• | n/a | Asset manager | $68B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.0B | $5.8B | 21.3% | $5.9B | 6.3% | 29 | 35 | 4 | 4 |
| 0 |
| Nov 2, 2023 |
| reported |
| n/a |
| M•• G•• U• C•• 2••••• L••• | Securitized Asset Fund | $340M | Dec 19, 2024 | 0 | Nov 4, 2021 | reported | n/a |
| G•• O•• H••• K• L•••••• C••••• H•• F••• L••• | Hedge Fund | $323M | Sep 28, 2015 | 4 | Nov 20, 2012 | dropped | 021-185101 |
| M•• G•• G••••• M•••• | Hedge Fund | $142M | Dec 19, 2024 | 7 | Dec 21, 2021 | reported | n/a |
| M•• G•• C••••••••• A•••••••• M••••• | Hedge Fund | $113M | Dec 19, 2024 | 16 | Jun 7, 2022 | reported | n/a |
| O•• H••• H•• F••• L••• | Hedge Fund | $74.8M | Feb 2, 2015 | 61 | Mar 30, 2012 | dropped | 021-141864 |
| O•• H••• C••••• H•• F••• L••• | Hedge Fund | $61.6M | Nov 20, 2012 | 97 | Mar 30, 2012 | dropped | 021-141864 |
| G•• O•• H••• L•••••• C••••• H•• F••• L••• | Hedge Fund | $59.0M | Feb 2, 2015 | 26 | Mar 30, 2012 | dropped | 021-166903 |
| P••••••• M••••••• F••• L•••••• | Hedge Fund | $52.8M | Feb 2, 2015 | 26 | Mar 30, 2012 | dropped | n/a |
| M•• G•• G••••• E••••••• M•••••• D••• T•••• R••••• M••••• | Hedge Fund | $21.8M | Nov 2, 2023 | 2 | Mar 31, 2017 | dropped | n/a |
| O•• H••• J•••• C••••• O••••••••• H•• F••• | Hedge Fund | $9.0M | Nov 20, 2012 | 9 | Mar 30, 2012 | dropped | 021-157615 |
| M•• G•• S••••• O••••••••• M••••• L• | Hedge Fund | $3.4M | Jan 11, 2023 | 6 | Sep 28, 2015 | dropped | 021-243772 |
| O•• H••• I••••••••• F••• L••• | Hedge Fund | $735,000 | Feb 2, 2015 | 26 | Mar 30, 2012 | dropped | n/a |
| O•• H••• F••• L••• | Hedge Fund | $125,000 | Feb 2, 2015 | 7 | Mar 30, 2012 | dropped | 021-60117 |
| M•• G•• S••••• O••••••••• ••• L• | Hedge Fund | $0 | Nov 24, 2015 | 5 | Sep 28, 2015 | dropped | 021-243772 |
| M•• G•• S••••• O••••••••• I••••••••• L• | Hedge Fund | $0 | Nov 24, 2015 | 1 | Sep 28, 2015 | dropped | n/a |
| M•• G•• S••••• O••••••••• L• | Hedge Fund | $0 | Nov 24, 2015 | 9 | Sep 28, 2015 | dropped | n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 03/2012 |
| Mar 30, 2012 |
| Dec 19, 2024 |
| M•• G•••• P•• | Shareholder | E | yes | 05/2019 | Mar 30, 2012 | Dec 19, 2024 |
| M•• G•••• T••••••• L•••••• | Shareholder | E | yes | 05/2019 | Jun 3, 2019 | Dec 19, 2024 |
| M•• I••••••••• H••••••• I••• | SOLE MEMBER | E | yes | 12/2018 | Jan 4, 2019 | Dec 19, 2024 |
| M•• I••••••••• U•• H••••••• I••• | Shareholder | E | yes | 08/2006 | Mar 30, 2012 | Dec 19, 2024 |
| M•• W•••••••• O••••••••• M••••••••• L•••••• | Shareholder | E | yes | 10/2024 | Jun 3, 2019 | Dec 19, 2024 |
| B•••• E•••• G•••• | HEAD OF DISCRETIONARY | Na | no | 03/2024 | Jan 31, 2013 | Dec 19, 2024 |
| L••••• N••••• E•••• | Secretary | Na | no | 12/2024 | Dec 19, 2024 | Dec 19, 2024 |
| G•• P••••••• L• |
| n/a |
| Asset manager |
| $65B |
| N |
| yes |
| n/a |
| M•• S•••••••• L•••••• | n/a | Asset manager | $58B | N | yes | n/a |
| V•••••• C•••••• P•••••••• L••• | n/a | Asset manager | $14B | N | yes | n/a |
| M•• S•••••••• L•• | n/a | Asset manager | $10B | N | yes | n/a |
| M•• I••••••••• A•••••••• L•••••• | n/a | Asset manager | $4.1B | N | yes | n/a |
| M•• G••••• P•••••• M•••••• ••• L•••••• | n/a | Asset manager | $1.4B | N | yes | n/a |
| M•• G••••• P•••••• M•••••• •••• I••• | n/a | Asset manager | $988M | N | yes | n/a |
| V•• A•••••••• L•• | n/a | Asset manager | $957M | N | yes | n/a |
| S••••••••• C•••••• M••••••••• L•• | n/a | Asset manager | $131M | N | yes | n/a |
| M•• A•••• M••••••••• ••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| M•• A•••• M••••••••• •••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| M•• F••• M••••••••• U• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| M•• I••••••••• •••• K•••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| M•• I••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| $7.0B |
| $7.0B |
| 29 |
| 26 |
| 4 |
| 4 |
| n/a |
| 2024 | Apr 9, 2025 | $5.8B | $5.8B | 35 | 31 | 4 | 4 | n/a |
| 2023 | Mar 28, 2024 | $7.4B | $7.4B | 34 | 30 | 5 | 4 | $944M |
| 2022 | Mar 31, 2023 | $5.9B | $5.9B | 29 | 27 | 3 | 4 | $498M |
| 2021 | Mar 31, 2022 | $7.5B | $7.5B | 22 | 19 | 1 | 4 | $379M |
| 2020 | Mar 29, 2021 | $8.6B | $8.6B | 22 | 19 | 1 | 2 | $16.4M |
| 2019 | Mar 27, 2020 | $7.6B | $7.6B | 19 | 16 | 1 | 2 | $213M |
| 2018 | Mar 29, 2019 | $10B | $10B | 20 | 15 | 0 | 2 | $234M |
| 2017 | Mar 29, 2018 | $9.8B | $9.8B | 23 | 18 | 0 | 2 | $495M |
| 2016 | Mar 31, 2017 | $5.6B | $5.6B | 35 | 21 | n/a | 2 | $526M |
| 2015 | Mar 30, 2016 | $4.7B | $4.7B | 30 | 17 | n/a | 1 | $293M |
| 2014 | Mar 31, 2015 | $6.0B | $6.0B | 23 | 14 | n/a | 1 | $323M |
| 2013 | Mar 31, 2014 | $4.3B | $4.3B | 29 | 17 | n/a | 6 | $435M |
| 2012 | Mar 27, 2013 | $1.1B | $1.1B | 17 | 12 | n/a | 6 | $962M |
| 2011 | Mar 30, 2012 | $1.9B | $1.9B | n/a | n/a | n/a | 7 | $1.0B |