DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FRM INVESTMENTS (USA) LLC

CRD 111176

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:510c0cbb-ddc5-538b-ea4a-7d57f229b94c

Data as of Feb 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Feb 20, 2015
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $141MItem 5.F on the latest filing (2015-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 16
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $4.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $4.3M
SEC number: 801-58047
CRD: 111176
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Feb 20, 2015
Organised: Limited Liability Company, Illinois

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MA TBV LIMITED	Hedge Fund	$94.7M	Jan 31, 2013	2	Mar 30, 2012	dropped	n/a
FRM TAIL HEDGE LIMITED	Hedge Fund	$55.5M	Aug 6, 2013	4	Mar 30, 2012	dropped	n/a
MAN MULTI-STRATEGY L.P.	Hedge Fund	$24.5M	Jan 31, 2013	9	Mar 30, 2012	dropped	021-52215
MAN PROSPECT MOUNTAIN LLC	Hedge Fund	$9.0M	Aug 6, 2013	7	Mar 30, 2012	dropped	021-144527

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E.D. & F. MAN INVESTMENTS BV	Shareholder	E	yes	07/2006	Mar 30, 2012	Feb 20, 2015
KAJEE, SHIRAZ, YOUNUS	Treasurer	Na	yes	01/2013	Jan 31, 2013	Feb 20, 2015
KUCKELMAN, SOLOMON, EDMUND	Secretary	Na	yes	01/2015	Feb 20, 2015	Feb 20, 2015
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Mar 30, 2012	Feb 20, 2015
MAN GROUP HOLDINGS LIMITED	Shareholder	E	yes	08/2013	Mar 30, 2012	Feb 20, 2015
MAN GROUP PLC	Shareholder	E	yes	11/2012	Mar 30, 2012	Feb 20, 2015
MAN GROUP UK LIMITED	Shareholder	E	yes	07/2010	Mar 30, 2012	Feb 20, 2015
MAN INVESTMENTS FINANCE LIMITED	Shareholder	E	yes	07/2010	Mar 30, 2012	Feb 20, 2015
MAN INVESTMENTS HOLDINGS INC.	SOLE MEMBER	E	yes	01/2011	Mar 30, 2012	Feb 20, 2015
MAN INVESTMENTS USA HOLDINGS INC.	Shareholder	E	yes	08/2006	Mar 30, 2012	Feb 20, 2015
MAN STRATEGIC HOLDINGS LIMITED	Shareholder	E	yes	07/2010	Aug 6, 2013	Feb 20, 2015
MCCLOSKEY, MICHELLE	President	Na	yes	10/2010	Mar 30, 2012	Feb 20, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NUMERIC INVESTORS LLC	n/a	Asset manager	$94B	N	yes	n/a
AHL PARTNERS LLP	n/a	Asset manager	$68B	N	yes	n/a
GLG PARTNERS LP	n/a	Asset manager	$65B	N	yes	n/a
PINE GROVE ASSET MANAGEMENT LLC	n/a	Asset manager	$10B	N	yes	n/a
GLG LLC	n/a	Asset manager	$7.0B	N	yes	n/a
FINANCIAL RISK MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FRM INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
GLG CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
GLG PARTNERS INTERMEDIATE GP LTD	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS (CH) AG	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS INC.	n/a	n/a	n/a	N	yes	n/a
MAN INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$141M	$4.4M	16	16	n/a	1	$4.4M
2012	Mar 27, 2013	$507M	$82.3M	23	16	n/a	3	$76.9M
2011	Mar 30, 2012	$286M	$119M	n/a	n/a	n/a	2	$147M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$141M	$507M	-72.3%	n/a	n/a	16	23	n/a	n/a

Relationships

Affiliated with (7)

→ NUMERIC INVESTORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GLG LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MAN SOLUTIONS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GLG PARTNERS LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ AHL PARTNERS LLPRegistered adviserother investment adviser, bank, common control
factForm ADV
← GLG INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MAN INVESTMENTS (USA) CORP.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (12)

← LE GALL, NADINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KAJEE, SHIRAZ, YOUNUSOwnerTREASURER, ownership code NA, individual
Jan 31, 2013 to presentfactForm ADV
← MCCLOSKEY, MICHELLEOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KUCKELMAN, SOLOMON, EDMUNDOwnerSECRETARY, ownership code NA, individual
Feb 20, 2015 to presentfactForm ADV
← E.D. & F. MAN INVESTMENTS BVOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN GROUP UK LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS FINANCE LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS HOLDINGS INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MAN INVESTMENTS USA HOLDINGS INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MAN STRATEGIC HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 6, 2013 to presentfactForm ADV

Advises (4)

→ MAN PROSPECT MOUNTAIN LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 6, 2013factForm ADV
→ FRM TAIL HEDGE LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 6, 2013factForm ADV
→ MA TBV LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jan 31, 2013factForm ADV
→ MAN MULTI-STRATEGY L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jan 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:510c0cbb-ddc5-538b-ea4a-7d57f229b94c
First observed: Mar 30, 2012
Last observed: Feb 20, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRM INVESTMENTS (USA) LLC

CRD 111176

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:510c0cbb-ddc5-538b-ea4a-7d57f229b94c

Data as of Feb 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MA TBV LIMITED

Hedge Fund

$94.7M

Jan 31, 2013

Mar 30, 2012

dropped

n/a

FRM TAIL HEDGE LIMITED

Hedge Fund

$55.5M

Aug 6, 2013

Mar 30, 2012

dropped

n/a

MAN MULTI-STRATEGY L.P.

Hedge Fund

$24.5M

Jan 31, 2013

Mar 30, 2012

dropped

021-52215

MAN PROSPECT MOUNTAIN LLC

Hedge Fund

$9.0M

Aug 6, 2013

Mar 30, 2012

dropped

021-144527

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

E.D. & F. MAN INVESTMENTS BV

Shareholder

yes

07/2006

Mar 30, 2012

Feb 20, 2015

KAJEE, SHIRAZ, YOUNUS

Treasurer

yes

01/2013

Jan 31, 2013

Feb 20, 2015

KUCKELMAN, SOLOMON, EDMUND

Secretary

yes

01/2015

Feb 20, 2015

LE GALL, NADINE

CHIEF COMPLIANCE OFFICER

yes

11/2010

Mar 30, 2012

Feb 20, 2015

MAN GROUP HOLDINGS LIMITED

Shareholder

yes

08/2013

Mar 30, 2012

Feb 20, 2015

MAN GROUP PLC

Shareholder

yes

11/2012

Mar 30, 2012

Feb 20, 2015

MAN GROUP UK LIMITED

Shareholder

yes

07/2010

Mar 30, 2012

Feb 20, 2015

MAN INVESTMENTS FINANCE LIMITED

Shareholder

yes

07/2010

Mar 30, 2012

Feb 20, 2015

MAN INVESTMENTS HOLDINGS INC.

SOLE MEMBER

yes

01/2011

Mar 30, 2012

Feb 20, 2015

MAN INVESTMENTS USA HOLDINGS INC.

Shareholder

yes

08/2006

Mar 30, 2012

Feb 20, 2015

MAN STRATEGIC HOLDINGS LIMITED

Shareholder

yes

07/2010

Aug 6, 2013

Feb 20, 2015

MCCLOSKEY, MICHELLE

President

yes

10/2010

Mar 30, 2012

Feb 20, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NUMERIC INVESTORS LLC

n/a

Asset manager

$94B

yes

n/a

AHL PARTNERS LLP

n/a

Asset manager

$68B

yes

n/a

GLG PARTNERS LP

n/a

Asset manager

$65B

yes

n/a

PINE GROVE ASSET MANAGEMENT LLC

n/a

Asset manager

$10B

yes

n/a

GLG LLC

n/a

Asset manager

$7.0B

yes

n/a

FINANCIAL RISK MANAGEMENT LIMITED

n/a

yes

n/a

FRM INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

GLG CAPITAL MANAGEMENT LLC

n/a

yes

n/a

GLG PARTNERS INTERMEDIATE GP LTD

n/a

yes

n/a

MAN INVESTMENTS (CH) AG

n/a

yes

n/a

MAN INVESTMENTS (UK) LIMITED

n/a

yes

n/a

MAN INVESTMENTS INC.

n/a

yes

n/a

MAN INVESTMENTS LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$141M

$4.4M

n/a

$4.4M

2012

Mar 27, 2013

$507M

$82.3M

n/a

$76.9M

2011

Mar 30, 2012

$286M

$119M

n/a

$147M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$141M

$507M

-72.3%

n/a