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RIA / WealthAdvisor22 years in industry

JONATHAN ROBERT BROADBENT

Advisor at PLAN PARTNERS LLC

NEWBURY, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLAN PARTNERS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2004
First registration: Sep 10, 2004
Dual registered: no
Other names: JONATHON ROBERT BROADBENT|JON ROBERT BROADBENT
IAPD individual key: 4649531

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLAN PARTNERS LLC	State registered	May 21, 2026	n/a	yes	NEWBURY, OH	Current employment
PLAN PARTNERS LLC	State registered	Jan 9, 2023	Dec 31, 2025	no	NEWBURY, OH	Previous registration
PLAN PARTNERS LLC	State registered	Oct 28, 2013	Dec 31, 2022	no	NEWBURY, OH	Previous registration
FINTEGRA, LLC	Former SEC adviser	Oct 27, 2009	Oct 24, 2013	no	MAYFIELD HEIGHTS, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 19, 2006	Oct 2, 2009	no	PEPPER PIKE, OH\|CLEVELAND, OH	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Jan 3, 2006	Jan 18, 2006	no	BROOKLYN, OH	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Sep 10, 2004	Dec 31, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINTEGRA, LLC	PLAN PARTNERS LLC	Oct 24, 2013	Oct 28, 2013	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FINTEGRA, LLC	Oct 2, 2009	Oct 27, 2009	25	Firm change	Other
KEY INVESTMENT SERVICES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 18, 2006	Jan 19, 2006	1	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	KEY INVESTMENT SERVICES LLC	Dec 31, 2005	Jan 3, 2006	3	Bulk transfer	Other

Relationships

Registered with (5)

→ PLAN PARTNERS LLCRegistered adviserregistration: previous registration
Jan 9, 2023 to Dec 31, 2025factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Oct 27, 2009 to Oct 24, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 19, 2006 to Oct 2, 2009factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 3, 2006 to Jan 18, 2006factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Sep 10, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.