RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R••••• B••••••••
- Professional profile
- linkedin.com/in/jonathan-broadbent-b97bb3238reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P••• P••••••• L•• state registered currentsince May 21, 2026 · Newbury, Oh
- P••• P••••••• L•• state registeredJan 9, 2023 to Dec 31, 2025 · Newbury, Oh
- P••• P••••••• L•• state registeredOct 28, 2013 to Dec 31, 2022 · Newbury, Oh
- F•••••••• L•• formerOct 27, 2009 to Oct 24, 2013 · Mayfield Heights, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2006 to Oct 2, 2009 · Pepper Pike, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedJan 3, 2006 to Jan 18, 2006 · Brooklyn, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedSep 10, 2004 to Dec 31, 2005 · Cleveland, Oh
- F•••••••• L•• to P••• P••••••• L••left Oct 24, 2013, registered Oct 28, 2013 (4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• L••left Oct 2, 2009, registered Oct 27, 2009 (25 days) · Other
- K•• I••••••••• S••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 18, 2006, registered Jan 19, 2006 (1 days) · Other
- K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Dec 31, 2005, registered Jan 3, 2006 (3 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address