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RIA / WealthAdvisor11 years in industry

ROBIN LOU DEPIES

Advisor at BROOKWOOD INVESTMENT GROUP

Colorado Springs, CO | PHOENIX, AZ

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Search this name across graphsid dfx:ria:116708a9-92c0-42fa-46e8-522d1bbcf7a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 7, 2015
First registration: May 12, 2015
Dual registered: no
Other names: ROBIN LOU WATRY|ROBIN L SCHMITZ
IAPD individual key: 6420014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Mar 25, 2026	n/a	yes	Colorado Springs, CO\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Jun 10, 2022	Mar 31, 2025	no	COLORADO SPRINGS, CO\|PHOENIX, AZ	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jun 12, 2020	Jun 13, 2022	no	Colorado Springs, CO\|CINCINNATI, OH\|Colorado Springs, CO\|Colorado Springs, CO	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Nov 22, 2017	Jun 8, 2020	no	COLORADO SPRINGS, CO\|TAMPA, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 27, 2017	no	Colorado Springs, CO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 26, 2016	Mar 25, 2017	no	COLORADO SPRINGS, CO	Previous registration
NOVA FINANCIAL SERVICES	Independent wealth	May 12, 2015	Feb 11, 2016	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Mar 25, 2026	359	Bulk transfer	RIA to RIA
HORTER INVESTMENT MANAGEMENT, LLC	REDWOOD PRIVATE WEALTH	Jun 13, 2022	Jun 10, 2022	-3	Firm change	RIA to RIA
J. W. COLE ADVISORS, INC.	HORTER INVESTMENT MANAGEMENT, LLC	Jun 8, 2020	Jun 12, 2020	4	Firm change	RIA to RIA
MML INVESTORS SERVICES, LLC	J. W. COLE ADVISORS, INC.	Nov 27, 2017	Nov 22, 2017	-5	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NOVA FINANCIAL SERVICES	MSI FINANCIAL SERVICES, INC.	Feb 11, 2016	Sep 26, 2016	228	Firm change	Other

Relationships

Registered with (7)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Jun 10, 2022 to Mar 31, 2025factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 12, 2020 to Jun 13, 2022factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Nov 22, 2017 to Jun 8, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 27, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 26, 2016 to Mar 25, 2017factForm ADV
→ NOVA FINANCIAL SERVICESRegistered adviserregistration: previous registration
May 12, 2015 to Feb 11, 2016factForm ADV

Dated events

Occurred
Jun 13, 2022
Advisor changed firm
Robin Lou Depies left Horter Investment Management, Llc for Redwood Private Wealth (registered 2022-06-10)
Form ADVobserved 4 days ago