DFX Intelligence

P••• H•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

P••• H•••• B•••••

Advisor at C••• L••

Fishers, IN | OMAHA, NE

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Search this name across graphsid dfx:ria:117998b4-ccef-0c85-44a8-b3577c5c5fc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	May 29, 2025	n/a	yes	OMAHA, NE\|Fishers, IN	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jun 6, 2022	May 28, 2025	no	DENVER, CO\|Livonia, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	C••• L••	May 28, 2025	May 29, 2025	1	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	M••••• G••••• A••••••• I•••	Nov 24, 2020	Jun 6, 2022

Relationships

Registered with (11)

→ C••• L••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 6, 2022 to May 28, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 18, 2019 to Nov 24, 2020factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
May 28, 2025
Advisor changed firm
P••• H•••• B••••• left M••••• G••••• A••••••• I••• for C••• L•• (registered 2025-05-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:117998b4-ccef-0c85-44a8-b3577c5c5fc4
First observed: Oct 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.