DFX Intelligence

A••••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A••••••• D•••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Pennington, NJ | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 8, 2025	n/a	yes	Pennington, NJ\|NEW YORK, NY	Current employment
V••• R••••••••• A•••••••• L••	Other adviser	Jul 11, 2023	Jan 24, 2024	no	FLEMINGTON, NJ\|WINDSOR, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• R••••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 24, 2024	Oct 8, 2025	623	Firm change after gap	Other
V••• F•••••••• P•••••••• L••	V••• R••••••••• A•••••••• L••	Jul 18, 2023	Jul 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
34815:3989:CT:2023-07-12	Jul 18, 2023	Jul 11, 2023	WINDSOR, CT	Channel change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 4, 2006 to Oct 7, 2022factForm ADV
→ V••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 11, 2023 to Jan 24, 2024factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2022 to Jul 18, 2023factForm ADV

Dated events

Order

Occurred
24 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 3, 2003
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.