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Advisor at REDTREE INVESTMENT GROUP
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDTREE INVESTMENT GROUP | Institutional manager | Jul 16, 2014 | n/a | yes | CINCINNATI, OH | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Sep 19, 2007 | Sep 17, 2014 | no | MILWAUKEE, WI|MILWAUKEE, WI|Cincinnati, OH | Previous registration |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | Asset manager | Jun 18, 2007 | Oct 2, 2007 | no | CINCINNATI, OH|MINNEAPOLIS, MN | Previous registration |
| SEASONGOOD ASSET MANAGEMENT LLC | n/a | Jul 25, 2001 | Jun 28, 2007 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | REDTREE INVESTMENT GROUP | Sep 17, 2014 | Jul 16, 2014 | -63 | Firm change after gap | Other |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | ROBERT W. BAIRD & CO. INCORPORATED | Oct 2, 2007 | Sep 19, 2007 | -13 | Firm change | Other |
| SEASONGOOD ASSET MANAGEMENT LLC | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | Jun 28, 2007 | Jun 18, 2007 | -10 | Firm change | Other |