RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• K•••• N•••••
- R•••••• I••••••••• G•••• institutional currentsince Jul 16, 2014 · Cincinnati, Oh
- R••••• W• B•••• • C•• I••••••••• mixed wealthSep 19, 2007 to Sep 17, 2014 · Milwaukee, Wi
- R•• G••••• A•••• M••••••••• ••••• I••• asset managerJun 18, 2007 to Oct 2, 2007 · Cincinnati, Oh
- S••••••••• A•••• M••••••••• L•• unclassifiedJul 25, 2001 to Jun 28, 2007 · Cincinnati, Oh
- R••••• W• B•••• • C•• I••••••••• to R•••••• I••••••••• G••••left Sep 17, 2014, registered Jul 16, 2014 (-63 days) · Other
- R•• G••••• A•••• M••••••••• ••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 2, 2007, registered Sep 19, 2007 (-13 days) · Other
- S••••••••• A•••• M••••••••• L•• to R•• G••••• A•••• M••••••••• ••••• I•••left Jun 28, 2007, registered Jun 18, 2007 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address