S••• S••••••

Advisor at A••••••••• L••

Allen, TX | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11cf2eea-ecb7-2118-165c-4fee9b386f40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jun 2, 2025	n/a	yes	Allen, TX\|AUSTIN, TX	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Aug 28, 2020	Jul 7, 2025	no	MINNEAPOLIS, MN\|Allen, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	A••••••••• L••	Jul 7, 2025	Jun 2, 2025	-35	Firm change after gap	Ibd to new firm
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••••• N••••••• L••	Oct 28, 2020	Aug 28, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:304569:TX:2020-10-28	Oct 28, 2020	Aug 28, 2020	ALLEN, TX	Firm change after gap

Relationships

Registered with (4)

→ A••••••••• L••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 28, 2020 to Jul 7, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2010 to Oct 28, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 7, 2025
A•••••• firm change
S••• S•••••• left T••••••• A•••••• N••••••• L•• for A••••••••• L•• (registered 2025-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11cf2eea-ecb7-2118-165c-4fee9b386f40
First observed: Jul 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.