DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Scruggs
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sean Taylor Scurggs
At current firm
1 y
since Jun 2, 2025
In the industry
26 y
since Feb 3, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Alongside, LLC independent RIA currentsince Jun 2, 2025 · Allen, Tx
- Thrivent Advisor Network, LLC BD affiliatedAug 28, 2020 to Jul 7, 2025 · Minneapolis, Mn
- Thrivent Investment Management Inc. BD affiliatedJul 27, 2010 to Oct 28, 2020 · Plano, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 15, 2003 to Jul 20, 2010 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Thrivent Advisor Network, LLC to Alongside, LLCleft Jul 7, 2025, registered Jun 2, 2025 (-35 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Thrivent Investment Management Inc. to Thrivent Advisor Network, LLCleft Oct 28, 2020, registered Aug 28, 2020 (-61 days) · Affiliated broker-dealer or bank to another · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Thrivent Investment Management Inc.left Jul 20, 2010, registered Jul 27, 2010 (7 days) · Other
Signals
- Sean Scruggs left Thrivent Advisor Network, Llc for Alongside, Llc (registered 2025-06-02)Jul 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address