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Advisor at LPL FINANCIAL LLC
GLENDORA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 5, 2025 | n/a | yes | GLENDORA, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jan 14, 2019 | Jun 5, 2025 | no | Pasadena, CA|Glendora, CA|Pasadena, CA|PASADENA, CA|Campbell, CA | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | Nov 25, 2013 | Jan 14, 2019 | no | PASADENA, CA | Previous registration |
| CROWELL WEEDON & CO. | Former SEC adviser | Nov 4, 2013 | Nov 25, 2013 | no | PASADENA, CA | Previous registration |
| CROWELL, WEEDON & CO. | Former SEC adviser | Oct 4, 2005 | Nov 4, 2013 | no | PASADENA, CA|LOS ANGELES, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | LPL FINANCIAL LLC | Jun 5, 2025 | Jun 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| D.A. DAVIDSON & CO. | WESTERN INTERNATIONAL SECURITIES | Jan 14, 2019 | Jan 14, 2019 | 0 | Firm change | RIA to RIA |
| CROWELL WEEDON & CO. | D.A. DAVIDSON & CO. | Nov 25, 2013 | Nov 25, 2013 | 0 | Bulk transfer | Other |
| CROWELL, WEEDON & CO. | CROWELL WEEDON & CO. | Nov 4, 2013 | Nov 4, 2013 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 199:39262:CA:2019-01-14 | Jan 14, 2019 | Jan 14, 2019 | PASADENA, CA | Firm change |