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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CROWELL WEEDON & CO.

WEST MERGER SUB, INC., CRD 168622

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b36c3421-cb01-60e6-bdd2-a3fab7a706f0

Data as of Aug 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 96
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2013 to Aug 21, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2013-08-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $530M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 150
Advisory employees: 140
Accounts: 2,936
Custody, client assets: $898M
SEC number: 801-78455
CRD: 168622
Filings on the tape: 2
First filed: Aug 13, 2013
Latest filed: Aug 21, 2013
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRONK, JAMES, LEE	CHIEF OPERATIONS OFFICER	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
CROWELL, ANDREW, EDWARD	CHIEF EXECUTIVE OFFICER	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
CROWELL, DONALD, WARREN	Director	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
DAVIDSON COMPANIES	HOLDING COMPANY	E	yes	04/2013	Aug 13, 2013	Aug 21, 2013
JOHNSTONE, WILLIAM, ADAM	Director	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
KARANTONIS, ANTONIOS	CHIEF FINANCIAL OFFICER	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
KERR, JAMES, PATRICK	Director	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
KRUGER, JAMES, ROY	CHIEF COMPLIANCE OFFICER	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
NELSON, THOMAS, STEVEN	Director	Na	yes	08/2013	Aug 13, 2013	Aug 21, 2013
DAVIDSON TRUST CO.	Trustee	C	no	04/2013	Aug 21, 2013	Aug 21, 2013
DAVIDSON TRUST CO. AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	Shareholder	C	no	04/2013	Aug 21, 2013	Aug 21, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D.A. DAVIDSON & CO.	n/a	Independent wealth	$42B	N	yes	n/a
DAVIDSON INVESTMENT ADVISORS, INC.	n/a	Independent wealth	$5.2B	N	yes	n/a
DAVIDSON FIXED INCOME MANAGEMENT, INC.	n/a	Former SEC adviser	$687M	N	yes	n/a
TWO OAKS INVESTMENT MANAGEMENT, LLC	n/a	Former SEC adviser	$29.1M	N	no	n/a
DAVIDSON TRUST CO.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BIG BEAR LAKE	CA	United States	n/a	no
Carlsbad	CA	United States	n/a	no
Encino	CA	United States	n/a	no
Fresno	CA	United States	n/a	no
LONG BEACH	CA	United States	n/a	no
NEWPORT BEACH	CA	United States	n/a	no
Pasadena	CA	United States	n/a	no
SAN DIEGO	CA	United States	n/a	no
SANTA BARBARA	CA	United States	n/a	no
Ventura	CA	United States	n/a	no
WEST COVINA	CA	United States	n/a	no
WESTLAKE VILLAGE	CA	United States	n/a	no

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TWO OAKS INVESTMENT MANAGEMENT, LLC	2	May 13, 2021	Nov 4, 2013	CLOVIS, CA	Team lift out	Other	100.0%

Relationships

showing 80 of 96

Affiliated with (4)

→ DAVIDSON INVESTMENT ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ DAVIDSON FIXED INCOME MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ TWO OAKS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (9)

← CRONK, JAMES, LEEOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← NELSON, THOMAS, STEVENOwnerDIRECTOR, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← KRUGER, JAMES, ROYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← CROWELL, ANDREW, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← CROWELL, DONALD, WARRENOwnerDIRECTOR, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← KARANTONIS, ANTONIOSOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← JOHNSTONE, WILLIAM, ADAMOwnerDIRECTOR, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← KERR, JAMES, PATRICKOwnerDIRECTOR, ownership code NA, individual
Aug 13, 2013 to presentfactForm ADV
← DAVIDSON COMPANIESOwnerHOLDING COMPANY, ownership code E, domestic entity
Aug 13, 2013 to presentfactForm ADV

Owns (2)

← DAVIDSON TRUST CO.OwnerTRUSTEE, ownership code C, domestic entity
Aug 21, 2013 to presentfactForm ADV
← DAVIDSON TRUST CO. AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Aug 21, 2013 to presentfactForm ADV

Registered with (65)

← GERALD CHARLES HUGHESAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← PAUL KERRICK KENNEDYAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← MOLLY JO MILLERAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← DAVID LEE BLANDAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← JAMES LEE CRONKAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← JOHN TAYLOR SOMERVILLEAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← STAN HOWARD DREYFUSSAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← STEVEN ANDREA ANDERSONAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← ALAN JAY GROSSMANAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← ANDREW EDWARD CROWELLAdvisorregistration: previous registration
Oct 15, 2013 to Nov 25, 2013factForm ADV
← STEPHEN LEE MARAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← STEPHEN JAMES PATTERSONAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← STEVEN VINCENT ARRIGOAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← DAVID ANDREW NATHANAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← Douglas James MartinAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← MARK LARRY DELGADILLOAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← JAMES DARRELL RAGANAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← TRACEY ANN DAVISAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← STEVEN L GLASBERGAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← LINDA LOUISE SMITHAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← Walter Allan HuberAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← DENNIS MICHAEL DOYELAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← JOHN FREDERICK REITNOUERAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← WILLIAM MCPHERSON FITZHUGHAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← KLINDT EMIL GINSBERGAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← SEAN PATRICK CASEYAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← Douglas Andrea ChristopherAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← JOHN NICHOLAS VREEBURGAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← HOWARD EVAN KREUTZINGERAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
← DANIEL SCOTT THOMASAdvisorregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
and 35 more

Dated events

Occurred
Aug 13, 2013
Succession filed (Item 4)
West Merger Sub, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Aug 13, 2013
First Form ADV filing
West Merger Sub, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b36c3421-cb01-60e6-bdd2-a3fab7a706f0
First observed: Aug 13, 2013
Last observed: Aug 21, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CROWELL WEEDON & CO.

WEST MERGER SUB, INC., CRD 168622

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b36c3421-cb01-60e6-bdd2-a3fab7a706f0

Data as of Aug 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRONK, JAMES, LEE

CHIEF OPERATIONS OFFICER

yes

08/2013

Aug 13, 2013

Aug 21, 2013

CROWELL, ANDREW, EDWARD

CHIEF EXECUTIVE OFFICER

yes

08/2013

Aug 13, 2013

Aug 21, 2013

CROWELL, DONALD, WARREN

Director

yes

08/2013

Aug 13, 2013

Aug 21, 2013

DAVIDSON COMPANIES

HOLDING COMPANY

yes

04/2013

Aug 13, 2013

Aug 21, 2013

JOHNSTONE, WILLIAM, ADAM

Director

yes

08/2013

Aug 13, 2013

Aug 21, 2013

KARANTONIS, ANTONIOS

CHIEF FINANCIAL OFFICER

yes

08/2013

Aug 13, 2013

Aug 21, 2013

KERR, JAMES, PATRICK

Director

yes

08/2013

Aug 13, 2013

Aug 21, 2013

KRUGER, JAMES, ROY

CHIEF COMPLIANCE OFFICER

yes

08/2013

Aug 13, 2013

Aug 21, 2013

NELSON, THOMAS, STEVEN

Director

yes

08/2013

Aug 13, 2013

Aug 21, 2013

DAVIDSON TRUST CO.

Trustee

04/2013

Aug 21, 2013

DAVIDSON TRUST CO. AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Shareholder

04/2013

Aug 21, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

D.A. DAVIDSON & CO.

n/a

Independent wealth

$42B

yes

n/a

DAVIDSON INVESTMENT ADVISORS, INC.

n/a

Independent wealth

$5.2B

yes

n/a

DAVIDSON FIXED INCOME MANAGEMENT, INC.

n/a

Former SEC adviser

$687M

yes

n/a

TWO OAKS INVESTMENT MANAGEMENT, LLC

n/a

Former SEC adviser

$29.1M

n/a

DAVIDSON TRUST CO.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BIG BEAR LAKE

United States

n/a

Carlsbad

United States

n/a

Encino

United States

n/a

Fresno

United States

n/a

LONG BEACH

United States

n/a

NEWPORT BEACH

United States

n/a

Pasadena

United States

n/a

SAN DIEGO

United States

n/a

SANTA BARBARA

United States

n/a

Ventura

United States

n/a

WEST COVINA

United States

n/a

WESTLAKE VILLAGE

United States

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TWO OAKS INVESTMENT MANAGEMENT, LLC

May 13, 2021

Nov 4, 2013

CLOVIS, CA

Team lift out

Other

100.0%