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Advisor at VOYA FINANCIAL ADVISORS, INC.
WINDSOR, CT | Glastonbury, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Glastonbury, CT|WINDSOR, CT | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 17, 2021 | Dec 13, 2024 | no | Glastonbury, CT|DALLAS, TX | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Nov 2, 2021 | no | EL SEGUNDO, CA | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Feb 28, 2014 | Feb 28, 2014 | no | GLASTONBURY, CT|DAMASCUS, MD|Stillwater, MN | Previous registration |
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Feb 28, 2014 | Feb 28, 2014 | no | GLASTONBURY, CT|DAMASCUS, MD|Stillwater, MN | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 11, 2014 | Jun 9, 2021 | no | GLASTONBURY, CT|DAMASCUS, MD|Stillwater, MN | Previous registration |
| HARVEST CAPITAL ADVISORS, LLC | n/a | Jun 5, 2012 | Nov 27, 2013 | no | AVON, CT|WETHERSFIELD, CT | Previous registration |
| USI SECURITIES, INC. | No RAUM reported | Oct 30, 2003 | Jun 5, 2012 | no | GLASTONBURY, CT|GLASTONBURY, CT | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Mar 31, 2003 | Oct 16, 2003 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | VOYA FINANCIAL ADVISORS, INC. | Dec 13, 2024 | Dec 1, 2025 | 353 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | AVANTAX ADVISORY SERVICES | Nov 2, 2021 | Nov 17, 2021 | 15 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | VOYA FINANCIAL PARTNERS, LLC | Jun 9, 2021 | Feb 28, 2014 | -2,658 | Firm change after gap | Other |
| VOYA FINANCIAL PARTNERS, LLC | VOYA RETIREMENT ADVISORS, LLC | Feb 28, 2014 | Feb 28, 2014 | 0 | Channel change | Other |
| VOYA RETIREMENT ADVISORS, LLC | CETERA ADVISOR NETWORKS LLC | Feb 28, 2014 | Jun 9, 2021 | 2,658 | Firm change after gap | Other |
| HARVEST CAPITAL ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Nov 27, 2013 | Feb 11, 2014 | 76 | Firm change | Other |
| USI SECURITIES, INC. | HARVEST CAPITAL ADVISORS, LLC | Jun 5, 2012 | Jun 5, 2012 | 0 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | USI SECURITIES, INC. | Oct 16, 2003 | Oct 30, 2003 | 14 | Firm change | Other |