RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J• K•••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Dec 1, 2025 · Glastonbury, Ct
- A•••••• A••••••• S••••••• formerNov 17, 2021 to Dec 13, 2024 · Glastonbury, Ct
- C••••• A•••••• N••••••• L•• formerJun 9, 2021 to Nov 2, 2021 · El Segundo, Ca
- V••• R••••••••• A•••••••• L•• otherFeb 28, 2014 to Feb 28, 2014 · Glastonbury, Ct
- V••• F•••••••• P•••••••• L•• formerFeb 28, 2014 to Feb 28, 2014 · Glastonbury, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 11, 2014 to Jun 9, 2021 · Glastonbury, Ct
- H•••••• C•••••• A•••••••• L•• unclassifiedJun 5, 2012 to Nov 27, 2013 · Avon, Ct
- U•• S••••••••• I••• no RAUMOct 30, 2003 to Jun 5, 2012 · Glastonbury, Ct
- W• G••••••• S••••••••• I••• unclassifiedMar 31, 2003 to Oct 16, 2003 · Hartford, Ct
- A•••••• A••••••• S••••••• to V••• F•••••••• A•••••••• I•••left Dec 13, 2024, registered Dec 1, 2025 (353 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to A•••••• A••••••• S•••••••left Nov 2, 2021, registered Nov 17, 2021 (15 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Jun 9, 2021, registered Feb 28, 2014 (-2658 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• R••••••••• A•••••••• L••left Feb 28, 2014, registered Feb 28, 2014 (0 days) · channel change inside one enterprise, not a move
- V••• R••••••••• A•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 28, 2014, registered Jun 9, 2021 (2658 days) · Other
- H•••••• C•••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Nov 27, 2013, registered Feb 11, 2014 (76 days) · Other
- U•• S••••••••• I••• to H•••••• C•••••• A•••••••• L••left Jun 5, 2012, registered Jun 5, 2012 (0 days) · Other
- W• G••••••• S••••••••• I••• to U•• S••••••••• I•••left Oct 16, 2003, registered Oct 30, 2003 (14 days) · Other
- S••••• J• K••••••• left A•••••• A••••••• S••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-12-01)Dec 13, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address