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RIA / WealthAdvisorCertified Financial Planner31 years in industry

RICHARD FRANK MOKOSAK

Advisor at MOKOSAK ADVISORY GROUP, LLC

URBANDALE, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOKOSAK ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 20, 1994
First registration: Jan 1, 1999
Dual registered: no
Other names: FRANK MOKOSAK
IAPD individual key: 2520987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOKOSAK ADVISORY GROUP, LLC	Independent wealth	Jun 6, 2017	n/a	yes	URBANDALE, IA	Current employment
BELLWETHER FINANCIAL ADVISORS	State registered	Jul 22, 2016	Jun 21, 2017	no	Urbandale, IA\|WEST DES MOINES, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Jun 9, 2017	no	WEST DES MOINES, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Aug 9, 2004	Mar 28, 2005	no	URBANDALE, IA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 1, 1999	Aug 10, 2004	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BELLWETHER FINANCIAL ADVISORS	MOKOSAK ADVISORY GROUP, LLC	Jun 21, 2017	Jun 6, 2017	-15	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	BELLWETHER FINANCIAL ADVISORS	Jun 9, 2017	Jul 22, 2016	-322	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH, INC.	Aug 10, 2004	Aug 9, 2004	-1	Firm change	Other

Relationships

Registered with (5)

→ MOKOSAK ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jun 6, 2017 to presentfactForm ADV
→ BELLWETHER FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 22, 2016 to Jun 21, 2017factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Jun 9, 2017factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Aug 9, 2004 to Mar 28, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Aug 10, 2004factForm ADV

Dated events

No dated event names this entity yet.