DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Frank Mokosak
Certified Financial Planner
Feed of 09/14/2026
Also filed as Frank Mokosak
At current firm
9 y
since Jun 6, 2017
In the industry
31 y
since Oct 20, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mokosak Advisory Group, LLC independent RIA currentsince Jun 6, 2017 · Urbandale, Ia
- Bellwether Financial Advisors state registeredJul 22, 2016 to Jun 21, 2017 · Urbandale, Ia
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 28, 2005 to Jun 9, 2017 · West Des Moines, Ia
- Cambridge Investment Research, Inc. unclassifiedAug 9, 2004 to Mar 28, 2005 · Urbandale, Ia
- Ameriprise Financial Services, LLC national BDJan 1, 1999 to Aug 10, 2004 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Bellwether Financial Advisors to Mokosak Advisory Group, LLCleft Jun 21, 2017, registered Jun 6, 2017 (-15 days) · Other
- Cambridge Investment Research Advisors, Inc. to Bellwether Financial Advisorsleft Jun 9, 2017, registered Jul 22, 2016 (-322 days) · Other
- Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Cambridge Investment Research, Inc.left Aug 10, 2004, registered Aug 9, 2004 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address