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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 18, 2019 | n/a | yes | CHESTERFIELD, MO | Current employment |
| JAG CAPITAL MANAGEMENT LLC | Mixed wealth | Mar 18, 2013 | Sep 30, 2016 | no | ST. LOUIS, MO | Previous registration |
| JAG ADVISORS | Former SEC adviser | Apr 16, 2007 | May 14, 2013 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JAG CAPITAL MANAGEMENT LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 30, 2016 | Jul 18, 2019 | 1,021 | Firm change after gap | Other |
| JAG ADVISORS | JAG CAPITAL MANAGEMENT LLC | May 14, 2013 | Mar 18, 2013 | -57 | Firm change after gap | Other |