DFX Intelligence

T••••••• M•••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

T••••••• M•••••• J•••••

Advisor at E••• W••••• A•••••••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:11e73165-a00c-046a-e882-a14ea74c68e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 21, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• W••••• A•••••••	Independent wealth	Nov 27, 2024	n/a	yes	ALPHARETTA, GA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 4, 2016	Aug 2, 2023	no	ALPHARETTA, GA\|ALPHARETTA, GA\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	E••• W••••• A•••••••	Aug 2, 2023	Nov 27, 2024	483	Firm change after gap	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	May 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
109011:42046:GA:2015-09-08	Sep 8, 2015	Sep 15, 2015	ALPHARETTA, GA	Firm change

Relationships

Registered with (5)

→ E••• W••••• A•••••••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 4, 2016 to Aug 2, 2023factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2015 to Sep 22, 2016factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

Occurred
Aug 2, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11e73165-a00c-046a-e882-a14ea74c68e9
First observed: Sep 21, 1992
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.