DFX Intelligence

E••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E••• W••••• A•••••••

E••• W••••• A•••••••, LLC, CRD 332573

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:f124885f-25c7-f2f9-6014-ccda0f3e0dc1

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2025 to Mar 25, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $243M••• Locked
Discretionary RAUM: $204M
Private client RAUM: $200Mderived••• Locked
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $81.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••••• M•••••• J•••••	Certified Financial Planner	ALPHARETTA, GA	1	35	4	no
M•••••• A•••• G••••••••	n/a	Boulder, CO	1	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• J•••••	CHIEF EXECUTIVE OFFICER/OWNER	Na	yes	07/2024	Mar 25, 2026	Mar 25, 2026
G••••••••• M••••••• A••••	CHIEF INVESTMENT OFFICER OPERATIONAL STRATEGIES	Na	yes	05/2025	Mar 25, 2026	Mar 25, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$243M	$204M	7	3	3	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	1	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$243M	n/a	n/a	n/a	n/a	7	n/a	3	n/a

Relationships

Controls (7)

← F•••••• J•••••OwnerCHIEF EXECUTIVE OFFICER/OWNER, ownership code NA, individual
Mar 25, 2026 to presentfactForm ADV
← J•••••• T•••••••• M••••••OwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Mar 25, 2026 to presentfactForm ADV
← G••••••••• M••••••• A••••OwnerCHIEF INVESTMENT OFFICER OPERATIONAL STRATEGIES, ownership code NA, individual
Mar 25, 2026 to presentfactForm ADV
← G•••• L••OwnerDOMESTIC ENTITY, ownership code C, domestic entity
Mar 25, 2026 to present

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f124885f-25c7-f2f9-6014-ccda0f3e0dc1
First observed: Sep 11, 2025
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.