DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PANDORA WEALTH, INC.

CRD 331816

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11ee83bf-1c85-9565-b58a-3f533ae86ee1

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 5, 2024 to Jul 30, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $285MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $277M
Private client RAUM: $284MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $95.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 109
Individual clients: 20
High net worth clients: 85
SEC number: 801-130622
CRD: 331816
Filings on the tape: 6
First filed: Jun 5, 2024
Latest filed: Jul 30, 2026
Organised: Corporation, NV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID CHIEN TSOW	n/a	San Diego, CA \| LAS VEGAS, NV	2	25	4	no
SERGIO DE LA TORRE	n/a	Roswell, GA \| LAS VEGAS, NV	1	20	3	no
STEPHEN ALBERT GRECO	n/a	LAS VEGAS, NV	0	24	8	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRECO, STEPHEN, ALBERT	PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	06/2024	Jun 5, 2024	Nov 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$285M	$277M	7	4	1	n/a	n/a
2024	Mar 30, 2025	$236M	$221M	4	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$285M	$236M	20.8%	n/a	n/a	7	4	3	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPOTLIGHT ASSET GROUP	3	Nov 22, 2024	Nov 21, 2024	OAKBROOK TERRACE, IL	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (3)

← STEPHEN ALBERT GRECOAdvisorregistration: previous registration
Jul 17, 2024 to Jan 1, 2026factForm ADV
← SERGIO DE LA TORREAdvisorregistration: current employment
Nov 21, 2024 to presentfactForm ADV
← DAVID CHIEN TSOWAdvisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV

Moved with (1)

← SPOTLIGHT ASSET GROUPRegistered adviser3 advisors, firm absorbed, same day
Nov 22, 2024 to Nov 21, 2024factForm ADV

Controls (1)

← GRECO, STEPHEN, ALBERTOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 5, 2024 to Nov 1, 2024factForm ADV

Dated events

Occurred
Nov 22, 2024
Firm absorbed
Spotlight Asset Group's advisors moved to Pandora Wealth, Inc. (Oakbrook Terrace, IL): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jun 5, 2024
Succession filed (Item 4)
Pandora Wealth, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Jun 5, 2024
First Form ADV filing
Pandora Wealth, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11ee83bf-1c85-9565-b58a-3f533ae86ee1
First observed: Jun 5, 2024
Last observed: Jul 30, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PANDORA WEALTH, INC.

CRD 331816

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11ee83bf-1c85-9565-b58a-3f533ae86ee1

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID CHIEN TSOW

n/a

San Diego, CA | LAS VEGAS, NV

SERGIO DE LA TORRE

n/a

Roswell, GA | LAS VEGAS, NV

STEPHEN ALBERT GRECO

n/a

LAS VEGAS, NV

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRECO, STEPHEN, ALBERT

PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 5, 2024

Nov 1, 2024

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$285M

$277M

n/a

2024

Mar 30, 2025

$236M

$221M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$285M

$236M

20.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPOTLIGHT ASSET GROUP

Nov 22, 2024

Nov 21, 2024

OAKBROOK TERRACE, IL

Firm absorbed

RIA to RIA

100.0%