DFX Intelligence

D•••• C•••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D•••• C•••• T•••

Advisor at P•••••• W•••••• I•••

San Diego, CA | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4fef772-f9b5-5d6e-ad5f-6c47f7240d45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W•••••• I•••	Independent wealth	Jul 17, 2024	n/a	yes	LAS VEGAS, NV\|San Diego, CA	Current employment
S•••••••• A•••• G••••	Former SEC adviser	Apr 8, 2019	Nov 22, 2024	no	San Diego, CA\|OAKBROOK TERRACE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••• G••••	P•••••• W•••••• I•••	Nov 22, 2024	Jul 17, 2024	-128	Firm change after gap	RIA to RIA
C•••••• S••••• • C••• I•••	S•••••••• A•••• G••••	Jan 18, 2019	Apr 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
288076:331816:IL:2024-11-22	Nov 22, 2024	Jul 17, 2024	OAKBROOK TERRACE, IL	Firm change after gap

Relationships

Registered with (5)

→ P•••••• W•••••• I•••Registered adviserregistration: current employment
Jul 17, 2024 to presentfactForm ADV
→ S•••••••• A•••• G••••Registered adviserregistration: previous registration
Apr 8, 2019 to Nov 22, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 9, 2009 to Jan 18, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Nov 22, 2024
Advisor changed firm
D•••• C•••• T••• left S•••••••• A•••• G•••• for P•••••• W•••••• I••• (registered 2024-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4fef772-f9b5-5d6e-ad5f-6c47f7240d45
First observed: Jul 12, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.