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RIA / WealthAdvisor24 years in industry

STEPHEN ALBERT GRECO

Advisor at PANDORA WEALTH, INC.

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:c35e3433-aa28-b1bf-52b1-ebd1594e7294

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PANDORA WEALTH, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: May 25, 2002
First registration: Oct 11, 2002
Dual registered: no
IAPD individual key: 4519638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PANDORA WEALTH, INC.	Independent wealth	Mar 2, 2026	n/a	yes	LAS VEGAS, NV	Current employment
PANDORA WEALTH, INC.	Independent wealth	Jul 17, 2024	Jan 1, 2026	no	LAS VEGAS, NV	Previous registration
SPOTLIGHT ASSET GROUP	Former SEC adviser	May 8, 2017	Nov 22, 2024	no	Oakbrook Terrace, IL	Previous registration
CREATIVE PLANNING	Independent wealth	Sep 24, 2013	Mar 3, 2017	no	LEMONT, IL\|OVERLAND PARK, KS	Previous registration
WEALTHQUEST CORPORATION	Independent wealth	Apr 5, 2011	Nov 13, 2013	no	CINCINNATI, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 17, 2006	Apr 21, 2011	no	CHICAGO, IL\|COLUMBUS, OH\|CHICAGO, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 10, 2004	Apr 21, 2011	no	COLUMBUS, OH\|CHICAGO, IL\|Chicago, IL\|Chicago, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 9, 2004	Dec 8, 2004	no	CLAYTON, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 11, 2002	Nov 25, 2003	no	LADUE, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPOTLIGHT ASSET GROUP	PANDORA WEALTH, INC.	Nov 22, 2024	Jul 17, 2024	-128	Firm change after gap	RIA to RIA
CREATIVE PLANNING	SPOTLIGHT ASSET GROUP	Mar 3, 2017	May 8, 2017	66	Firm change	Other
WEALTHQUEST CORPORATION	CREATIVE PLANNING	Nov 13, 2013	Sep 24, 2013	-50	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	WEALTHQUEST CORPORATION	Apr 21, 2011	Apr 5, 2011	-16	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 21, 2011	May 17, 2006	-1,800	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Dec 8, 2004	Dec 10, 2004	2	Firm change	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Nov 25, 2003	Mar 9, 2004	105	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288076:331816:IL:2024-11-22	Nov 22, 2024	Jul 17, 2024	OAKBROOK TERRACE, IL	Firm change after gap

Relationships

Registered with (8)

→ PANDORA WEALTH, INC.Registered adviserregistration: previous registration
Jul 17, 2024 to Jan 1, 2026factForm ADV
→ SPOTLIGHT ASSET GROUPRegistered adviserregistration: previous registration
May 8, 2017 to Nov 22, 2024factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Sep 24, 2013 to Mar 3, 2017factForm ADV
→ WEALTHQUEST CORPORATIONRegistered adviserregistration: previous registration
Apr 5, 2011 to Nov 13, 2013factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 17, 2006 to Apr 21, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 10, 2004 to Apr 21, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 9, 2004 to Dec 8, 2004factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 11, 2002 to Nov 25, 2003factForm ADV

Dated events

Occurred
Nov 22, 2024
Advisor changed firm
Stephen Albert Greco left Spotlight Asset Group for Pandora Wealth, Inc. (registered 2024-07-17)
Form ADVobserved 6 days ago