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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BENJAMIN CARNEY BATEMAN

Advisor at ARKADIOS WEALTH ADVISORS

Rehoboth Beach, DE

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Search this name across graphsid dfx:ria:11f029b0-3214-2612-4738-eefdad9fd364

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 18, 2015
First registration: Jun 1, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6454257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	May 5, 2021	n/a	yes	Rehoboth Beach, DE	Current employment
OSAIC FA, INC.	Former SEC adviser	May 27, 2020	May 11, 2021	no	BERWYN, PA\|GEORGETOWN, DE\|Rehoboth Beach, DE\|CHERRY HILL, NJ	Previous registration
METZ CAPITAL MANAGEMENT LLC	Former SEC adviser	Aug 10, 2018	Jan 21, 2020	no	Georgetown, DE\|LEWES, DE	Previous registration
FARR MILLER & WASHINGTON LLC	Former SEC adviser	Jun 1, 2015	Jul 31, 2018	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	ARKADIOS WEALTH ADVISORS	May 11, 2021	May 5, 2021	-6	Firm change	Ibd to ibd
METZ CAPITAL MANAGEMENT LLC	OSAIC FA, INC.	Jan 21, 2020	May 27, 2020	127	Firm change	Other
FARR MILLER & WASHINGTON LLC	METZ CAPITAL MANAGEMENT LLC	Jul 31, 2018	Aug 10, 2018	10	Firm change	Other

Relationships

Registered with (4)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
May 5, 2021 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 27, 2020 to May 11, 2021factForm ADV
→ METZ CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 10, 2018 to Jan 21, 2020factForm ADV
→ FARR MILLER & WASHINGTON LLCRegistered adviserregistration: previous registration
Jun 1, 2015 to Jul 31, 2018factForm ADV

Dated events

No dated event names this entity yet.