DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Carney Bateman
Feed of 09/14/2026
At current firm
5 y
since May 5, 2021
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arkadios Wealth Advisors BD affiliated currentsince May 5, 2021 · Rehoboth Beach, De
- Osaic Fa, Inc. formerMay 27, 2020 to May 11, 2021 · Berwyn, Pa
- Metz Capital Management LLC formerAug 10, 2018 to Jan 21, 2020 · Georgetown, De
- Farr Miller & Washington LLC formerJun 1, 2015 to Jul 31, 2018 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Arkadios Wealth Advisorsleft May 11, 2021, registered May 5, 2021 (-6 days) · Affiliated broker-dealer or bank to another
- Metz Capital Management LLC to Osaic Fa, Inc.left Jan 21, 2020, registered May 27, 2020 (127 days) · Other
- Farr Miller & Washington LLC to Metz Capital Management LLCleft Jul 31, 2018, registered Aug 10, 2018 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address