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Advisor at ABLE FINANCIAL GROUP, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABLE FINANCIAL GROUP, LLC | Independent wealth | Jan 12, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 12, 2021 | Feb 7, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| WEALTH MANAGEMENT SOLUTIONS | Independent wealth | Dec 7, 2018 | Jan 28, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 3, 2017 | Jun 26, 2018 | no | Phoenix, AZ|Chandler, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ABLE FINANCIAL GROUP, LLC | Feb 7, 2023 | Jan 12, 2023 | -26 | Firm change | Wirehouse to new firm |
| WEALTH MANAGEMENT SOLUTIONS | WELLS FARGO ADVISORS | Jan 28, 2021 | Feb 12, 2021 | 15 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | WEALTH MANAGEMENT SOLUTIONS | Jun 26, 2018 | Dec 7, 2018 | 164 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:323646:AZ:2023-02-07 | Feb 7, 2023 | Jan 12, 2023 | SCOTTSDALE, AZ | Firm change |