DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industrynot currently registered

JEFFREY THOMAS WILLIAMS

Advisor at CETERA INVESTMENT ADVISERS LLC

TAMPA, FL | NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:120263c0-406e-520f-b9ea-cc44a95d193a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 26, 2000
First registration: Apr 5, 2002
Dual registered: yes, broker-dealer
Other names: JEFF T WILLIAMS|JEFFREY THOMAS WILLIAMS|JEFFREY T WILLIAMS
IAPD individual key: 4260515

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 13, 2019	n/a	yes	TAMPA, FL\|NAPLES, FL	Current employment
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Nov 15, 2017	Jul 19, 2019	no	Bonita Springs, FL\|NAPLES, FL\|MARCO ISLAND, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 4, 2016	Nov 16, 2017	no	NAPLES, FL\|BONITA SPRINGS, FL\|NAPLES, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 16, 2013	Oct 14, 2016	no	NAPLES, FL\|CHICAGO, IL\|NAPLES, FL\|NAPLES, FL\|BONITA SPRINGS, FL	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Feb 7, 2012	Dec 17, 2013	no	LEXINGTON, MA\|CONCORD, MA\|BELMONT, MA\|CLAREMONT, NH\|SPRINGFIELD, VT\|KEENE, NH\|BRATTLEBORO, VT\|REVERE, MA\|CHARLESTOWN, MA\|LITTLETON, MA\|GLOUCESTER, MA\|REVERE, MA\|WOBURN, MA\|MEDFORD, MA\|WALTHAM, MA\|NORTH ANDOVER, MA\|BEDFORD, MA\|HYDE PARK, MA\|BURLINGTON, MA\|MAYNARD, MA\|CONCORD, MA\|WINCHESTER, MA\|WOBURN, MA\|WOBURN, MA\|SAUGUS, MA\|WESTON, MA\|SOMERVILLE, MA\|NO. WALTHAM, MA\|CHELSEA, MA\|EAST BOSTON, MA\|WOBURN, MA\|BELMONT, MA\|WINTHROP, MA\|BEDFORD, MA\|BURLINGTON, MA\|GROTON, MA\|LAWRENCE, MA\|SWAMPSCOTT, MA\|WATERTOWN, MA\|SOMERVILLE, MA\|SOMERVILLE, MA\|ARLINGTON, MA\|LYNN, MA\|CAMBRIDGE, MA\|BEVERLY, MA\|ALLSTON, MA\|MALDEN, MA\|REVERE, MA\|LEXINGTON, MA\|ARLINGTON, MA\|CAMBRIDGE, MA\|EVERETT, MA\|AMESBURY, MA\|NORTH READING, MA\|LEXINGTON, MA\|PEABODY, MA\|REVERE, MA\|WOBURN, MA\|STONEHAM, MA\|NORTH READING, MA\|MEDFORD, MA\|CAMBRIDGE, MA\|SOMERVILLE, MA\|DANVERS, MA\|GARDNER, MA\|METHUEN, MA\|BEVERLY, MA\|WATERTOWN, MA\|MALDEN, MA\|MALDEN, MA\|WILMINGTON, MA\|REVERE, MA\|CHELMSFORD, MA\|MEDFORD, MA\|MALDEN, MA\|MEDFORD, MA\|ANDOVER, MA\|WATERTOWN, MA\|SWAMPSCOTT, MA\|TEWKSBURY, MA\|ACTON, MA\|GLOUCESTER, MA\|READING, MA\|ROSLINDALE, MA\|DORCHESTER, MA\|CAMBRIDGE, MA\|CAMBRIDGE, MA	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Dec 7, 2005	Feb 9, 2012	no	HOLLAND, MI\|GRAND RAPIDS, MI\|FREMONT, MI\|BOWLING GREEN, OH\|FORT WAYNE, IN\|TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH\|BRYAN, OH\|TOLEDO, OH\|PORT CLINTON, OH\|PORT CLINTON, OH\|TOLEDO, OH\|OREGON, OH\|SYLVANIA, OH\|TOLEDO, OH\|MAUMEE, OH\|ARCHBOLD, OH\|TOLEDO, OH\|PERRYSBURG, OH\|SYLVANIA, OH\|HOLLAND, OH\|TOLEDO, OH\|MONTPELIER, OH\|WOODVILLE, OH\|FREMONT, OH\|TOLEDO, OH\|TOLEDO, OH\|NORTHWOOD, OH\|ARCHBOLD, OH\|STRYKER, OH\|EDGERTON, OH\|ELMORE, OH\|PERRYSBURG, OH\|ROSSFORD, OH\|TOLEDO, OH\|WAUSEON, OH\|GENOA, OH\|FAYETTE, OH\|WYOMING, MI\|GRAND RAPIDS, MI\|JENISON, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|LOWELL, MI\|TOLEDO, OH\|HOLLAND, MI\|GRAND RAPIDS, MI\|ZEELAND, MI\|HOLLAND, MI\|ALLENDALE, MI\|ALLEGAN, MI\|HAMILTON, MI\|HOLLAND, MI\|HOLLAND, MI\|DOUGLAS, MI\|Byron Center, MI\|HUDSONVILLE, MI\|HOLLAND, MI\|BYRON CENTER, MI\|GRAND RAPIDS, MI\|HOLLAND, MI\|WYOMING, MI\|WYOMING, MI\|HOLLAND, MI\|FENNVILLE, MI\|GRANDVILLE, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|MUSKEGON, MI\|MUSKEGON, MI\|MUSKEGON, MI\|MUSKEGON, MI\|GRAND HAVEN, MI\|MUSKEGON, MI\|SPRING LAKE, MI\|BEAR LAKE, MI\|MANISTEE, MI\|PORTLAND, MI\|HART, MI\|PENTWATER, MI\|NEW ERA, MI\|BOYNE CITY, MI\|CHARLEVOIX, MI\|PETOSKEY, MI\|BELLAIRE, MI\|EAST JORDAN, MI\|LOWELL, MI\|ROCKFORD, MI\|REED CITY, MI\|BIG RAPIDS, MI\|SAULT STE MARIE, MI\|PICKFORD, MI\|KALAMAZOO, MI\|PORTAGE, MI\|DOWAGIAC, MI\|NILES, MI\|GREENVILLE, MI\|STANTON, MI\|EMPIRE, MI\|KALKASKA, MI\|LELAND, MI\|TRAVERSE CITY, MI\|NORTHPORT, MI\|GRAYLING, MI\|TRAVERSE CITY, MI\|TRAVERSE CITY, MI\|TRAVERSE CITY, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|DEFIANCE, OH\|LIBERTY CENTER, OH\|MCCLURE, OH\|NAPOLEON, OH\|NAPOLEON, OH\|BOWLING GREEN, OH\|BOWLING GREEN, OH\|BOWLING GREEN, OH\|GRAND RAPIDS, OH\|PERRYSBURG, OH\|PERRYSBURG, OH\|PAULDING, OH\|CONTINENTAL, OH\|NORTH BALTIMORE, OH\|BOWLING GREEN, OH\|PERRYSBURG, OH\|ADRIAN, MI\|TECUMSEH, MI\|ADRIAN, MI\|LAMBERTVILLE, MI\|ADRIAN, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 31, 2005	no	CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jul 10, 2002	Jul 6, 2005	no	GRAND RAPIDS, MI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 5, 2002	Jul 5, 2002	no	SHREWSBURY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Jul 19, 2019	Aug 13, 2019	25	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	FIFTH THIRD SECURITIES, INC.	Nov 16, 2017	Nov 15, 2017	-1	Firm change	Other
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Oct 14, 2016	Oct 4, 2016	-10	Firm change	Wirehouse to wirehouse
CITIZENS SECURITIES, INC.	J.P. MORGAN SECURITIES LLC	Dec 17, 2013	Dec 16, 2013	-1	Firm change	Other
HUNTINGTON FINANCIAL ADVISORS	CITIZENS SECURITIES, INC.	Feb 9, 2012	Feb 7, 2012	-2	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HUNTINGTON FINANCIAL ADVISORS	Oct 31, 2005	Dec 7, 2005	37	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	BANC ONE SECURITIES CORPORATION	Jul 5, 2002	Jul 10, 2002	5	Firm change	Other

Relationships

Registered with (9)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 13, 2019 to presentfactForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 15, 2017 to Jul 19, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 4, 2016 to Nov 16, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 16, 2013 to Oct 14, 2016factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Feb 7, 2012 to Dec 17, 2013factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2005 to Feb 9, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 31, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 10, 2002 to Jul 6, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 5, 2002 to Jul 5, 2002factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
Jeffrey Thomas Williams no longer holds an investment adviser registration (last listed at Cetera Investment Advisers Llc on the 2026-09-15 feed)