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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DAVID M BRUSKIN

Advisor at LPL FINANCIAL LLC

LAKE FOREST, IL | NAPLES, FL

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Search this name across graphsid dfx:ria:1204a56a-7fc7-addc-d4af-538c8ee81fb1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: May 10, 1993
First registration: Aug 13, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2281765

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2025	n/a	yes	LAKE FOREST, IL\|NAPLES, FL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Oct 23, 2008	Jan 23, 2025	no	CHICAGO, IL\|LAKE FOREST, IL\|LAKE FOREST, IL\|Naples, FL	Previous registration
GREAT LAKES ADVISORS, LLC	Other adviser	May 30, 2003	Jan 30, 2025	no	LAKE FOREST, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 13, 2001	Jun 6, 2003	no	LAKE FOREST, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GREAT LAKES ADVISORS, LLC	WINTRUST INVESTMENTS	Jan 30, 2025	Oct 23, 2008	-5,943	Channel change	Other
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
A. G. EDWARDS & SONS, INC.	GREAT LAKES ADVISORS, LLC	Jun 6, 2003	May 30, 2003	-7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ GREAT LAKES ADVISORS, LLCRegistered adviserregistration: previous registration
May 30, 2003 to Jan 30, 2025factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Oct 23, 2008 to Jan 23, 2025factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 13, 2001 to Jun 6, 2003factForm ADV

Dated events

No dated event names this entity yet.