RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M• B••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Lake Forest, Il
- W••••••• I••••••••• formerOct 23, 2008 to Jan 23, 2025 · Chicago, Il
- G•••• L•••• A•••••••• L•• otherMay 30, 2003 to Jan 30, 2025 · Lake Forest, Il
- A• G• E•••••• • S•••• I••• unclassifiedAug 13, 2001 to Jun 6, 2003 · Lake Forest, Il
- G•••• L•••• A•••••••• L•• to W••••••• I•••••••••left Jan 30, 2025, registered Oct 23, 2008 (-5943 days) · channel change inside one enterprise, not a move
- W••••••• I••••••••• to L•• F•••••••• L••left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to G•••• L•••• A•••••••• L••left Jun 6, 2003, registered May 30, 2003 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address