DFX Intelligence

B•••• D•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

B•••• D•••• A•••••••

Advisor at L••••• T•••••• I••••••••• I•••

Scottsdale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• T•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• T•••••• I••••••••• I•••	Independent wealth	Jun 14, 2024	n/a	yes	Scottsdale, AZ	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Aug 22, 2022	May 1, 2024	no	Mercer Island, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	L••••• T•••••• I••••••••• I•••	May 1, 2024	Jun 14, 2024	44	Firm change	Ibd to RIA
L•• F•••••••• L••	M••••• A•••••••• L••	Sep 2, 2022	Aug 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:167658:WA:2022-08-29	Sep 2, 2022	Aug 22, 2022	MERCER ISLAND, WA	Firm change

Relationships

Registered with (5)

→ L••••• T•••••• I••••••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2022 to May 1, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 8, 2021 to Sep 2, 2022factForm ADV
→ E• R•••• I••••••••• L••

Dated events

Order

Occurred
1 May 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
2 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 9, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.