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RIA / WealthAdvisorCertified Financial Planner24 years in industry

JOSEPH RYAN HEFFLINGER

Advisor at LUTZ FINANCIAL

OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LUTZ FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 15, 2002
First registration: Feb 4, 2011
Dual registered: no
Other names: JOSEPH RYAN HEFFLINGER
IAPD individual key: 4242542

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LUTZ FINANCIAL	Independent wealth	Mar 13, 2015	n/a	yes	OMAHA, NE	Current employment
HUB INVESTMENT ADVISORS, INC	Former SEC adviser	Aug 14, 2012	Jan 23, 2015	no	OMAHA, NE	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Feb 24, 2012	Oct 2, 2012	no	OMAHA, NE	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 4, 2011	Feb 6, 2012	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUB INVESTMENT ADVISORS, INC	LUTZ FINANCIAL	Jan 23, 2015	Mar 13, 2015	49	Firm change	Other
M HOLDINGS SECURITIES, INC.	HUB INVESTMENT ADVISORS, INC	Oct 2, 2012	Aug 14, 2012	-49	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	M HOLDINGS SECURITIES, INC.	Feb 6, 2012	Feb 24, 2012	18	Firm change	Other

Relationships

Registered with (4)

→ LUTZ FINANCIALRegistered adviserregistration: current employment
Mar 13, 2015 to presentfactForm ADV
→ HUB INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Aug 14, 2012 to Jan 23, 2015factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Feb 24, 2012 to Oct 2, 2012factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 4, 2011 to Feb 6, 2012factForm ADV

Dated events

No dated event names this entity yet.