DFX Intelligence
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Reading the graph
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Advisor at N•••••••• F•••••••• A••••••• L••
HERNDON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• F•••••••• A••••••• L•• | Independent wealth | Jun 17, 2021 | n/a | yes | HERNDON, VA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | May 29, 2019 | Jun 2, 2021 | no | BETHESDA, MD|POTOMAC, MD|COLUMBIA, MD|POTOMAC, MD|WASHINGTON, DC|BETHESDA, MD|WASHINGTON, DC|WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | N•••••••• F•••••••• A••••••• L•• | Jun 2, 2021 | Jun 17, 2021 | 15 | Firm change | Wirehouse to RIA |
| C•••••• S••••• • C••• I••• | W•••• F•••• A••••••• | Mar 18, 2019 | May 29, 2019 |
| Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | May 16, 2018 | Mar 18, 2019 | no | Bethesda, MD | Previous registration |
| U••••• B•••••••• S••••••• I•• | Bd affiliated wealth | Mar 2, 2018 | May 16, 2018 | no | MCLEAN, VA|VIENNA, VA|FALLS CHURCH, VA|Falls Church, VA | Previous registration |
| 72 |
| Firm change |
| Ibd to wirehouse |
| U••••• B•••••••• S••••••• I•• | C•••••• S••••• • C••• I••• | May 16, 2018 | May 16, 2018 | 0 | Firm change | RIA to ibd |