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R•••••• K•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R•••••• K•••••• R•••••••

Advisor at C••••• C•••••• A•••••••• L••

VERO BEACH, FL

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Search this name across graphsid dfx:ria:128bd5e9-6651-d43b-94f1-909d341f5cc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• A•••••••• L••	Independent wealth	Feb 12, 2024	n/a	yes	VERO BEACH, FL	Current employment
C••••••• P•••••••• I•••	Independent wealth	Jul 11, 2022	May 1, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• I•••	C••••• C•••••• A•••••••• L••	May 1, 2024	Feb 12, 2024	-79	Firm change after gap	RIA to RIA
B•••••••• A•••• M••••••••• L••	C••••••• P•••••••• I•••	Jul 8, 2022

Relationships

Registered with (7)

→ C••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 12, 2024 to presentfactForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2022 to May 1, 2024factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2017 to Jul 8, 2022factForm ADV
→ B• R•••• W••••• A•••••••• I•••

Dated events

Occurred
May 1, 2024
Advisor changed firm
R•••••• K•••••• R••••••• left C••••••• P•••••••• I••• for C••••• C•••••• A•••••••• L•• (registered 2024-02-12)
Form ADVobserved 7 days ago
Occurred
Jul 8, 2022
Advisor changed firm
R•••••• K•••••• R••••••• left B•••••••• A•••• M••••••••• L•• for C••••••• P•••••••• I••• (registered 2022-07-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:128bd5e9-6651-d43b-94f1-909d341f5cc6
First observed: Dec 22, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.