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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CARDEA CAPITAL ADVISORS, LLC

CRD 307600

VERO BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b830b37-d828-7ddf-00d6-5d654e7b89be

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 12
On other graphs: 0
Observed: Mar 16, 2020 to Jul 27, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $124MItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $122M
Private client RAUM: $124MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $20.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 393
Individual clients: 231
High net worth clients: 25
SEC number: 801-118445
CRD: 307600
Filings on the tape: 40
First filed: Mar 16, 2020
Latest filed: Jul 27, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES BRYAN WOOD	Certified Financial Planner	VERO BEACH, FL	6	26	2	no
KENDALL SAVAGE BORCHARDT	n/a	VERO BEACH, FL	6	33	7	no
JEFFREY BLAIR KOPP	n/a	VERO BEACH, FL \| Jacksonville, FL	5	28	4	no
RICHARD KENNETH ROSCELLI	n/a	VERO BEACH, FL	2	16	6	no
Kevin Ross	n/a	Atlanta, GA \| VERO BEACH, FL	2	15	5	yes
ROXANNA MARIE GUINAN	n/a	Coral Gables, FL \| VERO BEACH, FL	2	39	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORCHARDT, KENDALL, SAVAGE	President	Na	yes	02/2021	Mar 25, 2021	Dec 17, 2024
CARDEA HOLDINGS USA LLC	Shareholder	E	yes	10/2021	Feb 17, 2022	Dec 17, 2024
FOURCORE CAPITAL, INC.	Shareholder	E	yes	10/2021	Nov 7, 2024	Dec 17, 2024
Raez, Alfredo	CHIEF FINANCIAL OFFICER	Na	yes	11/2020	Mar 25, 2021	Dec 17, 2024
WARING, JORDAN, WHITNEY	Shareholder	C	yes	04/2021	Mar 16, 2020	Dec 17, 2024
PHILP, STEPHEN, DAIN	Cco	Na	no	02/2023	Apr 30, 2024	Dec 17, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$124M	$122M	9	4	n/a	n/a
2024	Mar 28, 2025	$106M	$104M	10	7	n/a	n/a
2023	Apr 1, 2024	$78.3M	$78.3M	9	5	n/a	n/a
2022	Mar 29, 2023	$83.8M	$83.8M	8	3	n/a	n/a
2021	Mar 31, 2022	$91.9M	$91.9M	8	3	n/a	n/a
2020	Mar 25, 2021	$82.1M	$80.8M	8	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$124M	$106M	17.4%	$83.8M	14.0%	9	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LINDNER CAPITAL ADVISORS, INC.	2	Dec 23, 2020	Jan 19, 2021	ATLANTA, GA	Team lift out	RIA to new firm	50.0%

Relationships

Registered with (10)

← ROXANNA MARIE GUINANAdvisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← Kevin RossAdvisorregistration: current employment
Mar 28, 2024 to presentfactForm ADV
← RICHARD KENNETH ROSCELLIAdvisorregistration: current employment
Feb 12, 2024 to presentfactForm ADV
← JEFFREY BLAIR KOPPAdvisorregistration: current employment
May 3, 2021 to presentfactForm ADV
← KENDALL SAVAGE BORCHARDTAdvisorregistration: current employment
Aug 21, 2020 to presentfactForm ADV
← CHARLES BRYAN WOODAdvisorregistration: current employment
Apr 29, 2020 to presentfactForm ADV
← PATRICK ALLAN THOMASAdvisorregistration: previous registration
Jan 19, 2021 to May 22, 2026factForm ADV
← CAROLYN LAROCCOAdvisorregistration: previous registration
May 10, 2021 to May 4, 2023factForm ADV
← DARA BETH DAYAdvisorregistration: previous registration
May 18, 2021 to Feb 10, 2022factForm ADV
← TOMIKA MONIQUE BOUDREAUXAdvisorregistration: previous registration
May 27, 2021 to Oct 20, 2021factForm ADV

Affiliated with (2)

← CARDEA CAPITAL GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV
← LINDNER CAPITAL ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← WARING, JORDAN, WHITNEYOwnerSHAREHOLDER, ownership code C, individual
Mar 16, 2020 to Dec 17, 2024factForm ADV
← BORCHARDT, KENDALL, SAVAGEOwnerPRESIDENT, ownership code NA, individual
Mar 25, 2021 to Dec 17, 2024factForm ADV
← Raez, AlfredoOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 25, 2021 to Dec 17, 2024factForm ADV
← CARDEA HOLDINGS USA LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 17, 2022 to Dec 17, 2024factForm ADV
← FOURCORE CAPITAL, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 7, 2024 to Dec 17, 2024factForm ADV

Owns (1)

← PHILP, STEPHEN, DAINOwnerCCO, ownership code NA, individual
Apr 30, 2024 to Dec 17, 2024factForm ADV

Moved with (1)

← LINDNER CAPITAL ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Dec 23, 2020 to Jan 19, 2021factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
Patrick Allan Thomas left Cardea Capital Advisors, Llc for Mpwm Advisory Solutions Llc (registered 2026-05-28)
Form ADVobserved 6 days ago
Occurred
May 4, 2023
Advisor changed firm
Carolyn Larocco left Cardea Capital Advisors, Llc for Lcp Institutional, Llc (registered 2023-04-06)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2023
Control person left
Scott Jonathan Hurd (Chief Compliance Officer) no longer on Schedule A of Cardea Capital Advisors, Llc (listed 2022-03-31, absent 2023-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 10, 2022
Advisor changed firm
Dara Beth Day left Cardea Capital Advisors, Llc for Captrust (registered 2024-01-10)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2021
Control person left
B Tomika King (Chief Operating Officer | Chief Compliance Officer) no longer on Schedule A of Cardea Capital Advisors, Llc (listed 2021-08-05, absent 2021-09-21)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2021
Control person joined
Scott Jonathan Hurd (Chief Compliance Officer) appeared on Schedule A of Cardea Capital Advisors, Llc
Form ADVobserved 6 days ago
Occurred
May 27, 2021
Control person joined
B Tomika King (Chief Operating Officer | Chief Compliance Officer) appeared on Schedule A of Cardea Capital Advisors, Llc
Form ADVobserved 6 days ago
Occurred
May 27, 2021
Control person left
Bryan Charles Wood (Chief Operating Officer/Chief Compliance Officer) no longer on Schedule A of Cardea Capital Advisors, Llc (listed 2021-03-25, absent 2021-05-27)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2021
Control person joined
Savage Kendall Borchardt (President And Ceo) appeared on Schedule A of Cardea Capital Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 25, 2021
Control person joined
Alfredo Raez (Chief Financial Officer) appeared on Schedule A of Cardea Capital Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Apr 27, 2020
Control person left
Waring Jana (Shareholder) no longer on Schedule A of Cardea Capital Advisors, Llc (listed 2020-03-30, absent 2020-04-27)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2020
First Form ADV filing
Cardea Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b830b37-d828-7ddf-00d6-5d654e7b89be
First observed: Mar 16, 2020
Last observed: Jul 27, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARDEA CAPITAL ADVISORS, LLC

CRD 307600

VERO BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b830b37-d828-7ddf-00d6-5d654e7b89be

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES BRYAN WOOD

Certified Financial Planner

VERO BEACH, FL

KENDALL SAVAGE BORCHARDT

n/a

VERO BEACH, FL

JEFFREY BLAIR KOPP

n/a

VERO BEACH, FL | Jacksonville, FL

RICHARD KENNETH ROSCELLI

n/a

VERO BEACH, FL

Kevin Ross

n/a

Atlanta, GA | VERO BEACH, FL

yes

ROXANNA MARIE GUINAN

n/a

Coral Gables, FL | VERO BEACH, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORCHARDT, KENDALL, SAVAGE

President

yes

02/2021

Mar 25, 2021

Dec 17, 2024

CARDEA HOLDINGS USA LLC

Shareholder

yes

10/2021

Feb 17, 2022

Dec 17, 2024

FOURCORE CAPITAL, INC.

Shareholder

yes

10/2021

Nov 7, 2024

Dec 17, 2024

Raez, Alfredo

CHIEF FINANCIAL OFFICER

yes

11/2020

Mar 25, 2021

Dec 17, 2024

WARING, JORDAN, WHITNEY

Shareholder

yes

04/2021

Mar 16, 2020

Dec 17, 2024

PHILP, STEPHEN, DAIN

Cco

02/2023

Apr 30, 2024

Dec 17, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$124M

$122M

n/a

2024

Mar 28, 2025

$106M

$104M

n/a

2023

Apr 1, 2024

$78.3M

n/a

2022

Mar 29, 2023

$83.8M

n/a

2021

Mar 31, 2022

$91.9M

n/a

2020

Mar 25, 2021

$82.1M

$80.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$124M

$106M

17.4%

$83.8M

14.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LINDNER CAPITAL ADVISORS, INC.

Dec 23, 2020

Jan 19, 2021

ATLANTA, GA

Team lift out

RIA to new firm

50.0%