DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Kenneth Roscelli
Feed of 09/14/2026
At current firm
2 y
since Feb 12, 2024
In the industry
16 y
since Jan 22, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cardea Capital Advisors, LLC independent RIA currentsince Feb 12, 2024 · Vero Beach, Fl
- Compound Planning, Inc. independent RIAJul 11, 2022 to May 1, 2024 · New York, Ny
- Belpointe Asset Management LLC independent RIAJan 26, 2017 to Jul 8, 2022 · Henderson, Nv
- B. Riley Wealth Advisors, Inc. BD affiliatedJan 4, 2016 to Jun 8, 2016 · Las Vegas, Nv
- Cathay Consultants Ltd. unclassifiedSep 17, 2014 to Nov 13, 2015 · Henderson, Nv
- Great Pacific Wealth Management unclassifiedDec 9, 2013 to Sep 9, 2014 · Grants Pass, Or
- Landmark Advisors Nevada unclassifiedDec 22, 2011 to Jun 2, 2012 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Compound Planning, Inc. to Cardea Capital Advisors, LLCleft May 1, 2024, registered Feb 12, 2024 (-79 days) · RIA to RIA
- Belpointe Asset Management LLC to Compound Planning, Inc.left Jul 8, 2022, registered Jul 11, 2022 (3 days) · RIA to RIA
- B. Riley Wealth Advisors, Inc. to Belpointe Asset Management LLCleft Jun 8, 2016, registered Jan 26, 2017 (232 days) · Other
- Cathay Consultants Ltd. to B. Riley Wealth Advisors, Inc.left Nov 13, 2015, registered Jan 4, 2016 (52 days) · Other
- Great Pacific Wealth Management to Cathay Consultants Ltd.left Sep 9, 2014, registered Sep 17, 2014 (8 days) · Other
- Landmark Advisors Nevada to Great Pacific Wealth Managementleft Jun 2, 2012, registered Dec 9, 2013 (555 days) · Other
Signals
- Richard Kenneth Roscelli left Compound Planning, Inc. for Cardea Capital Advisors, Llc (registered 2024-02-12)May 1, 2024 · Advisor changed firm · fact
- Richard Kenneth Roscelli left Belpointe Asset Management Llc for Compound Planning, Inc. (registered 2022-07-11)Jul 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address