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J••••• R••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

J••••• R••••• M•••••

Advisor at L•••

Johnstown, CO | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:12929453-aee3-0f56-a662-12558a33b0a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Mar 28, 2024	n/a	yes	LOS ANGELES, CA\|Johnstown, CO	Current employment
C••••••• F•••••••• M••••••••• L••	Former SEC adviser	Feb 5, 2016	Mar 28, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• M••••••••• L••	L•••	Mar 28, 2024	Mar 28, 2024	0	Firm change	RIA to RIA
C••••••• F•••••••• M••••••••• I••	C••••••• F•••••••• M••••••••• L••	Mar 2, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113216:269866:CO:2024-03-28	Mar 28, 2024	Mar 28, 2024	BOULDER, CO	Firm change
110845:113216:CO:2016-03-02	Mar 2, 2016	Feb 5, 2016	JOHNSTOWN, CO	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ C••••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2016 to Mar 28, 2024factForm ADV
→ C••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Oct 25, 2010 to Mar 2, 2016factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
J••••• R••••• M••••• left C••••••• F•••••••• M••••••••• L•• for Lido (registered 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12929453-aee3-0f56-a662-12558a33b0a2
First observed: Oct 25, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.