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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COLORADO FINANCIAL MANAGEMENT INC

CRD 110845

JOHNSTOWN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd2bf076-31da-8d9a-6729-48b575b31e36

Data as of Jan 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2012 to Jan 27, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $253MItem 5.F on the latest filing (2015-01-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $253M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 611
SEC number: 801-39481
CRD: 110845
Filings on the tape: 7
First filed: Feb 22, 2012
Latest filed: Jan 27, 2015
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLER, JOSHUA, ROBERT	PRESIDENT & CHIEF COMPLIANCE OFFICER	D	yes	10/2007	Feb 22, 2012	Jan 27, 2015
PREMER, GARY, DALE	Founder	C	yes	07/1991	Feb 22, 2012	Jan 27, 2015
EADS, DAVID, E	VICE PRESIDENT	B	no	01/2015	Jan 27, 2015	Jan 27, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 27, 2015	$253M	$253M	5	2	n/a	n/a	n/a
2013	Jan 15, 2014	$240M	$240M	6	3	n/a	n/a	n/a
2012	Feb 5, 2013	$215M	$215M	5	3	n/a	n/a	n/a
2011	Feb 22, 2012	$186M	$186M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$253M	$240M	5.6%	$186M	10.9%	5	6	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COLORADO FINANCIAL MANAGEMENT LLC	2	Mar 2, 2016	Feb 5, 2016	JOHNSTOWN, CO	Channel change	Other	100.0%

Relationships

Controls (2)

← PREMER, GARY, DALEOwnerFOUNDER, ownership code C, individual
Feb 22, 2012 to presentfactForm ADV
← MILLER, JOSHUA, ROBERTOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 22, 2012 to presentfactForm ADV

Owns (1)

← EADS, DAVID, EOwnerVICE PRESIDENT, ownership code B, individual
Jan 27, 2015 to presentfactForm ADV

Registered with (2)

← JOSHUA ROBERT MILLERAdvisorregistration: previous registration
Oct 25, 2010 to Mar 2, 2016factForm ADV
← DAVID E EADSAdvisorregistration: previous registration
Jan 18, 2013 to Mar 2, 2016factForm ADV

Moved with (1)

→ COLORADO FINANCIAL MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Mar 2, 2016 to Feb 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd2bf076-31da-8d9a-6729-48b575b31e36
First observed: Feb 22, 2012
Last observed: Jan 27, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLORADO FINANCIAL MANAGEMENT INC

CRD 110845

JOHNSTOWN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd2bf076-31da-8d9a-6729-48b575b31e36

Data as of Jan 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLER, JOSHUA, ROBERT

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

10/2007

Feb 22, 2012

Jan 27, 2015

PREMER, GARY, DALE

Founder

yes

07/1991

Feb 22, 2012

Jan 27, 2015

EADS, DAVID, E

VICE PRESIDENT

01/2015

Jan 27, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jan 27, 2015

$253M

n/a

2013

Jan 15, 2014

$240M

n/a

2012

Feb 5, 2013

$215M

n/a

2011

Feb 22, 2012

$186M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$253M

$240M

5.6%

$186M

10.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COLORADO FINANCIAL MANAGEMENT LLC

Mar 2, 2016

Feb 5, 2016

JOHNSTOWN, CO

Channel change

Other

100.0%