DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NFSG CORPORATION
LITTLE ROCK, AR | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Aug 11, 2022 | n/a | yes | LITTLE ROCK, AR|BOCA RATON, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 9, 2018 | Jun 30, 2022 | no | LITTLE ROCK, AR | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Apr 13, 2007 | May 14, 2018 | no | LITTLE ROCK, AR|OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 2, 2000 | Oct 7, 2003 | no | LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | NFSG CORPORATION | Jun 30, 2022 | Aug 11, 2022 | 42 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | May 14, 2018 | May 9, 2018 | -5 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | SIGNATOR INVESTORS, INC. | Oct 7, 2003 | Apr 13, 2007 | 1,284 | Firm change after gap | Other |