DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• W••••• P••••••• L••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• W••••• P••••••• L•• | State registered | Oct 23, 2024 | n/a | yes | ATLANTA, GA | Current employment |
| I• F•••••••• A••••••• S••••••• L•• | Independent wealth | Apr 4, 2021 | Dec 24, 2024 | no | Marietta, GA|CHARLOTTE, NC|Powder Springs, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I• F•••••••• A••••••• S••••••• L•• | V••••• W••••• P••••••• L•• | Dec 24, 2024 | Oct 23, 2024 | -62 | Firm change after gap | Ibd to state RIA |
| S•••••• A••••••• L•• | I• F•••••••• A••••••• S••••••• L•• | Mar 10, 2020 | Apr 4, 2021 |
| S•••••• A••••••• L•• | Independent wealth | Aug 28, 2019 | Mar 10, 2020 | no | Blackrock, CT|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | Feb 2, 2017 | May 9, 2019 | no | BROOKLYN, NY|NEW YORK, NY|BROOKLYN, NY|New York, NY|NEW YORK, NY | Previous registration |
| F•• A••••••• S••••••• I•• | n/a | Jun 18, 1997 | Oct 18, 2002 | no | NEW HAVEN, CT | Previous registration |
| 390 |
| Firm change |
| RIA to ibd |
| H••• S••••••••• •••• I••• | S•••••• A••••••• L•• | May 9, 2019 | Aug 28, 2019 | 111 | Firm change | Ibd to RIA |
| F•• A••••••• S••••••• I•• | H••• S••••••••• •••• I••• | Oct 18, 2002 | Feb 2, 2017 | 5,221 | Firm change after gap | Other |