DFX Intelligence

K•• R•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

K•• R•••••••• H•••••

Advisor at L•• F•••••••• L••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:12cb4559-f0ef-6947-bda4-38a6fc40062d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	CHATTANOOGA, TN	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Jul 1, 2022	Jul 10, 2025	no	Syracuse, NY\|Chattanooga, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
K••• P••••• L••	C•••••• G•••• • C• I••	Jul 11, 2022	Jul 1, 2022

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jul 1, 2022 to Jul 10, 2025factForm ADV
→ K••• P••••• L••Registered adviserregistration: previous registration
Sep 23, 2015 to Jul 11, 2022factForm ADV
→ D••••• C••••••• I•••Registered adviser

Dated events

Occurred
Jul 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12cb4559-f0ef-6947-bda4-38a6fc40062d
First observed: Dec 15, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.