DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kay Renneisen Hughes

LPL Financial LLCBD affiliatedChattanooga, TnIA-onlyIAPD 5062518

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kay Ann Renneisen

At current firm

1 y

since Jul 10, 2025

In the industry

20 y

since Dec 14, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 10, 2025 · Chattanooga, Tn
Cadaret Grant & Co Inc former
Jul 1, 2022 to Jul 10, 2025 · Syracuse, Ny
Keel Point, LLC independent RIA
Sep 23, 2015 to Jul 11, 2022 · Chattanooga, Tn
Demoss Capital, Inc. unclassified
Jun 15, 2010 to Dec 4, 2015 · Chattanooga, Tn
Telarray, LLC former
Dec 15, 2005 to Mar 23, 2010 · Memphis, Tn

Moves

a registration end followed by a registration begin elsewhere

Cadaret Grant & Co Inc to LPL Financial LLC
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
Keel Point, LLC to Cadaret Grant & Co Inc
left Jul 11, 2022, registered Jul 1, 2022 (-10 days) · RIA to affiliated broker-dealer or bank
Demoss Capital, Inc. to Keel Point, LLC
left Dec 4, 2015, registered Sep 23, 2015 (-72 days) · Other
Telarray, LLC to Demoss Capital, Inc.
left Mar 23, 2010, registered Jun 15, 2010 (84 days) · Other

Signals

Kay Renneisen Hughes left Keel Point, Llc for Cadaret Grant & Co Inc (registered 2022-07-01)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address