DFX Intelligence
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Reading the graph
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Advisor at S••••••••• F•••••••• G••••• L••
WORMLEYSBURG, PA | York, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• F•••••••• G••••• L•• | Independent wealth | Mar 10, 2025 | n/a | yes | York, PA|WORMLEYSBURG, PA | Current employment |
| T•• F•••••••• A••••••• G•••• | State registered | Aug 23, 2023 | Feb 24, 2025 | no | YORK, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | T•• F•••••••• A••••••• G•••• | Mar 3, 2025 | Aug 23, 2023 | -558 | Firm change after gap | Ibd to state RIA |
| T•• F•••••••• A••••••• G•••• | S••••••••• F•••••••• G••••• L•• | Feb 24, 2025 | Mar 10, 2025 |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 17, 2020 | Mar 3, 2025 | no | YORK, PA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 4, 2019 | Dec 14, 2020 | no | YORK, PA|CONSHOHOCKEN, PA | Previous registration |
| 14 |
| Firm change |
| Other |
| C••••••• S••••••••• I••• | L•• F•••••••• L•• | Dec 14, 2020 | Dec 17, 2020 | 3 | Firm change | Ibd to ibd |