DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••• F•••

S••••••••• F•••••••• G••••• L••independent RIAWormleysburg, Pa dual registrantIAPD 6066525

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jake F•••

At current firm

1 y

since Mar 10, 2025

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• F•••••••• G••••• L•• independent RIA current
since Mar 10, 2025 · York, Pa
T•• F•••••••• A••••••• G•••• state registered
Aug 23, 2023 to Feb 24, 2025 · York, Pa
L•• F•••••••• L•• BD affiliated
Dec 17, 2020 to Mar 3, 2025 · York, Pa
C••••••• S••••••••• I••• BD affiliated
Apr 4, 2019 to Dec 14, 2020 · York, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T•• F•••••••• A••••••• G••••
left Mar 3, 2025, registered Aug 23, 2023 (-558 days) · Affiliated broker-dealer or bank to a state-registered adviser
T•• F•••••••• A••••••• G•••• to S••••••••• F•••••••• G••••• L••
left Feb 24, 2025, registered Mar 10, 2025 (14 days) · Other
C••••••• S••••••••• I••• to L•• F•••••••• L••
left Dec 14, 2020, registered Dec 17, 2020 (3 days) · Affiliated broker-dealer or bank to another

Signals

J•••• B•••••• F••• left L•• F•••••••• L•• for T•• F•••••••• A••••••• G•••• (registered 2023-08-23)
Mar 3, 2025 · Advisor changed firm · fact
J•••• B•••••• F••• left T•• F•••••••• A••••••• G•••• for S••••••••• F•••••••• G••••• L•• (registered 2025-03-10)
Feb 24, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address