DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•••••• I••••••••• L••
TULSA, OK | Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• I••••••••• L•• | Other adviser | Oct 30, 2024 | n/a | yes | Tulsa, OK | Current employment |
| M•••••• | Bd affiliated wealth | Jun 29, 2018 | n/a | yes | TULSA, OK | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• R••••••••• A•••••••• L•• | M•••••• | Jul 3, 2018 | Jun 29, 2018 | -4 | Firm change | Other |
| A••••• W••••• M••••••••• | M•••••• R••••••••• A•••••••• L•• | Oct 17, 2017 | Nov 1, 2017 |
| Former SEC adviser |
| Nov 1, 2017 |
| Jul 3, 2018 |
| no |
| Tulsa, OK |
| Previous registration |
| A••••• W••••• M••••••••• | Independent wealth | Dec 16, 2014 | Oct 17, 2017 | no | TULSA, OK|FT SMITH, AR | Previous registration |
| W•••••• • R••• | Former SEC adviser | Oct 28, 2003 | Mar 8, 2004 | no | BISMARCK, ND | Previous registration |
| 15 |
| Firm change |
| Other |
| W•••••• • R••• | A••••• W••••• M••••••••• | Mar 8, 2004 | Dec 16, 2014 | 3,935 | Firm change after gap | Other |