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H•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

H•••••• M•••••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

AZUSA, CA | ORLANDO, FL

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Search this name across graphsid dfx:ria:12f06df0-8770-20db-52b1-4a14c32b0a59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• A••••• A•••••••• L••	Independent wealth	May 23, 2025	n/a	yes	ORLANDO, FL\|AZUSA, CA	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	May 23, 2025	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	I••••••••• A••••• I••••••••• M••••••••• L••	May 27, 2025	May 23, 2025	-4	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••••• I••••••••• S•••••••••	Jul 20, 2015

Relationships

Registered with (6)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ G••••• A••••• A•••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 17, 2015 to May 27, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 27, 2025
Advisor changed firm
H•••••• M••••••• left W•••••• I••••••••• S••••••••• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2025-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12f06df0-8770-20db-52b1-4a14c32b0a59
First observed: Jan 1, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.