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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

GRAHAM TADAHIKO ENOMOTO

Advisor at SHIRAISHI FINANCIAL GROUP ADVISORS

Hilo, HI | HONOLULU, HI | Honolulu, HI

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Search this name across graphsid dfx:ria:12f1fd14-eaa3-1562-66b5-2182e285efda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHIRAISHI FINANCIAL GROUP ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Feb 27, 2007
First registration: Jan 22, 2008
Dual registered: yes, broker-dealer
Other names: GRAHAM ENOMOTO
IAPD individual key: 5283799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 2, 2017	n/a	yes	Honolulu, HI\|Hilo, HI	Current employment
SHIRAISHI FINANCIAL GROUP ADVISORS	Independent wealth	Aug 29, 2016	n/a	yes	HONOLULU, HI	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	May 10, 2013	Sep 16, 2016	no	TAMPA, FL\|HONOLULU, HI	Previous registration
FINANCIAL ADVISERS OF AMERICA, LLC	Former SEC adviser	May 3, 2011	May 10, 2013	no	CARLSBAD, CA\|CARLSBAD, CA\|HONOLULU, HI	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Oct 7, 2009	May 3, 2011	no	OVERLAND PARK, KS\|HONOLULU, HI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 22, 2008	Oct 9, 2009	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	SHIRAISHI FINANCIAL GROUP ADVISORS	Sep 16, 2016	Aug 29, 2016	-18	Firm change	Other
FINANCIAL ADVISERS OF AMERICA, LLC	J. W. COLE ADVISORS, INC.	May 10, 2013	May 10, 2013	0	Bulk transfer	Other
VSR ADVISORY SERVICES	FINANCIAL ADVISERS OF AMERICA, LLC	May 3, 2011	May 3, 2011	0	Firm change	Other
EQUITABLE ADVISORS, LLC	VSR ADVISORY SERVICES	Oct 9, 2009	Oct 7, 2009	-2	Firm change	Other

Relationships

Registered with (6)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Aug 2, 2017 to presentfactForm ADV
→ SHIRAISHI FINANCIAL GROUP ADVISORSRegistered adviserregistration: current employment
Aug 29, 2016 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
May 10, 2013 to Sep 16, 2016factForm ADV
→ FINANCIAL ADVISERS OF AMERICA, LLCRegistered adviserregistration: previous registration
May 3, 2011 to May 10, 2013factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 7, 2009 to May 3, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2008 to Oct 9, 2009factForm ADV

Dated events

No dated event names this entity yet.