DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• T••••••• E••••••

S•••••••• F•••••••• G•••• A•••••••independent RIAHilo, Hi dual registrantIAPD 5283799

Feed of 09/15/2026

Also filed as G••••• E••••••

At current firm

10 y

since Aug 29, 2016

In the industry

19 y

since Feb 27, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Aug 2, 2017 · Honolulu, Hi
S•••••••• F•••••••• G•••• A••••••• i••••••••• wealth current
since Aug 29, 2016 · Honolulu, Hi
J• W• C••• A•••••••• I••• BD affiliated
May 10, 2013 to Sep 16, 2016 · Tampa, Fl
F•••••••• A••••••• O• A••••••• L•• former
May 3, 2011 to May 10, 2013 · Carlsbad, Ca
V•• A••••••• S••••••• former
Oct 7, 2009 to May 3, 2011 · Overland Park, Ks
E•••••••• A•••••••• L•• national BD
Jan 22, 2008 to Oct 9, 2009 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

J• W• C••• A•••••••• I••• to S•••••••• F•••••••• G•••• A•••••••
left Sep 16, 2016, registered Aug 29, 2016 (-18 days) · Other
F•••••••• A••••••• O• A••••••• L•• to J• W• C••• A•••••••• I•••
left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
V•• A••••••• S••••••• to F•••••••• A••••••• O• A••••••• L••
left May 3, 2011, registered May 3, 2011 (0 days) · Other
E•••••••• A•••••••• L•• to V•• A••••••• S•••••••
left Oct 9, 2009, registered Oct 7, 2009 (-2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address