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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

ROBERT CARL MAYES

Advisor at KEEL POINT, LLC

HUNTSVILLE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12f825ba-7cf1-5e09-a805-c2da8d5a7143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 6, 1984 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Robert Carl Mayes

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEEL POINT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 17, 1980
First registration: Mar 6, 1984
Dual registered: yes, broker-dealer
Other names: ROBERT CARL GILLIAM
IAPD individual key: 719831

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEEL POINT, LLC	Independent wealth	Aug 14, 2003	n/a	yes	HUNTSVILLE, AL\|HUNTSVILLE, AL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 6, 1984	Aug 22, 2003	no	HUNTSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	KEEL POINT, LLC	Aug 22, 2003	Aug 14, 2003	-8	Firm change	Other

Relationships

Registered with (2)

→ KEEL POINT, LLCRegistered adviserregistration: current employment
Aug 14, 2003 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 6, 1984 to Aug 22, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12f825ba-7cf1-5e09-a805-c2da8d5a7143
First observed: Mar 6, 1984
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT CARL MAYES

Advisor at KEEL POINT, LLC

HUNTSVILLE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12f825ba-7cf1-5e09-a805-c2da8d5a7143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KEEL POINT, LLC

Independent wealth

Aug 14, 2003

n/a

yes

HUNTSVILLE, AL|HUNTSVILLE, AL

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 6, 1984

Aug 22, 2003

HUNTSVILLE, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KEEL POINT, LLC

Aug 22, 2003

Aug 14, 2003

-8

Firm change

Other