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RIA / WealthAdvisor31 years in industry

GARY NEAL HOLLAND

Advisor at HOLLAND INVESTMENT MANAGEMENT, INC.

FORT WORTH, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOLLAND INVESTMENT MANAGEMENT, INC.
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 10, 1994
First registration: Oct 11, 1994
Dual registered: no
IAPD individual key: 2533248

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOLLAND INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Aug 14, 2012	n/a	yes	FORT WORTH, TX	Current employment
WWK WEALTH ADVISORS	Former SEC adviser	Mar 31, 2009	Oct 24, 2011	no	FORT WORTH, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 13, 2004	Jul 7, 2009	no	FORT WORTH, TX\|FT WORTH, TX\|FORT WORTH, TX\|FT WORTH, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 11, 1994	Mar 5, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WWK WEALTH ADVISORS	HOLLAND INVESTMENT MANAGEMENT, INC.	Oct 24, 2011	Aug 14, 2012	295	Firm change	Other
LPL FINANCIAL LLC	WWK WEALTH ADVISORS	Jul 7, 2009	Mar 31, 2009	-98	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Mar 5, 2004	Feb 13, 2004	-21	Firm change	Other

Relationships

Registered with (4)

→ HOLLAND INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Aug 14, 2012 to presentfactForm ADV
→ WWK WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2009 to Oct 24, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 13, 2004 to Jul 7, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 11, 1994 to Mar 5, 2004factForm ADV

Dated events

No dated event names this entity yet.